COMMON STOCK PURCHASE WARRANTCommon Stock Purchase Warrant • December 7th, 2018 • Inpixon • Services-computer programming services • New York
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on [_____]1 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Inpixon, a Nevada corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant shall initially be issued and maintained in the form of a security held in book-entry form and the Depository Trust Company or its nominee (“DTC”) shall initially be the sole registered holder of this Warrant, subject to a Holder’s right to elect to recei
Inpixon and Computershare Inc. and Computershare Trust Company, N.A., jointly as Warrant Agent Warrant Agency Agreement Dated as of December ___, 2018 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • December 7th, 2018 • Inpixon • Services-computer programming services • New York
WARRANT AGENCY AGREEMENT, dated as of December ___, 2018 (“Agreement”), by and among Inpixon, a Nevada corporation (the “Company”), Computershare Inc., a Delaware corporation (“Computershare”), and its wholly-owned subsidiary, Computershare Trust Company, N.A., a federally chartered trust company (together with Computershare, the “Warrant Agent”).
INPIXON DEALER-MANAGER AGREEMENTDealer-Manager Agreement • December 7th, 2018 • Inpixon • Services-computer programming services • New York
The following (this “Agreement”) will confirm our agreement relating to the proposed rights offering (the “Rights Offering”) to be undertaken by Inpixon, a Nevada corporation (the “Company”), pursuant to which the Company will distribute to holders of record of its common stock, par value $0.001 per share (the “Common Stock”), holders of record of its Series 4 Convertible Preferred Stock (“Participating Preferred”) and holders of warrants issued August 9, 2017, January 8, 2018, February 20, 2018 and April 24, 2018 (“Participating Warrants” and together with the Participating Preferred, the “Participating Securities”), subscription rights (the “Rights”) to subscribe for up to an aggregate of 10,000 units (each, a “Unit” and collectively, the “Units”), each Unit consisting of one share of Series 5 Convertible Preferred Stock (the “Rights Shares”) and 200 warrants, with each warrant representing the right to purchase one share of Common Stock (the “Rights Warrants” and together with the R
