0001213900-20-041173 Sample Contracts

SECOND AMENDED AND RESTATED SUB-PLACEMENT AGENT AGREEMENT Foreside Fund Services, LLC Three Canal Plaza, Suite 100 Portland, Maine 04101

Sub-Placement Agent Agreement • December 7th, 2020 • XAI Octagon Floating Rate & Alternative Income Term Trust • New York

• Contract Type
  Sub-Placement Agent Agreement
• Filed
  December 7th, 2020
• Company
  XAI Octagon Floating Rate & Alternative Income Term Trust
• Jurisdiction
  New York

SECOND AMENDED AND RESTATED DISTRIBUTION AGREEMENT

Distribution Agreement • December 7th, 2020 • XAI Octagon Floating Rate & Alternative Income Term Trust • New York

• Contract Type
  Distribution Agreement
• Filed
  December 7th, 2020
• Company
  XAI Octagon Floating Rate & Alternative Income Term Trust
• Jurisdiction
  New York

This SECOND AMENDED AND RESTATED DISTRIBUTION AGREEMENT (this “Agreement”) made as of December 4, 2020 by and between XAI Octagon Floating Rate & Alternative Income Term Trust, a Delaware statutory trust (the “Fund”), and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”).

AMENDMENT TO THE INVESTOR SUPPORT SERVICES AND SECONDARY MARKET SERVICES AGREEMENT

Investor Support Services and Secondary Market Services Agreement • December 7th, 2020 • XAI Octagon Floating Rate & Alternative Income Term Trust

• Contract Type
  Investor Support Services and Secondary Market Services Agreement
• Filed
  December 7th, 2020
• Company
  XAI Octagon Floating Rate & Alternative Income Term Trust

This Amendment to the Investor Support Services and Secondary Market Services Agreement is made as of September 22, 2020 by and between XAI Octagon Floating Rate & Alternative Income Term Trust, a Delaware statutory trust (the “Trust”) XA Investments, LLC, a Delaware limited liability company (“XAI”).