PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • September 3rd, 2015 • Alaia Market Linked Trust • New York
THIS PRINCIPAL UNDERWRITING AGREEMENT (the “Agreement”) is dated as of [●], 2015 by and between ALAIA MARKET LINKED TRUST (the “Trust”) on behalf of each series of the Trust listed on Schedule A hereto (each a “Series of Trust”) and BEECH HILL SECURITIES, INC., as Depositor (the “Company”).
ContractMaster Trust Agreement • September 3rd, 2015 • Alaia Market Linked Trust • Delaware
This MASTER TRUST AGREEMENT is dated as of September 2, 2015, and is among Beech Hill Securities, Inc., as Depositor, Alaia Capital, LLC, as Portfolio Consultant, Evaluator and Supervisor, and The Bank of New York Mellon, as Trustee. The Trust formed by this Trust Agreement shall be governed by the terms of this Trust Agreement; the Trust may from time to time create Series; and each Series created within the Trust shall be governed by the related Series Trust Agreement by and among the parties named therein and this Trust Agreement.
ALAIA MARKET LINKED TRUST, SERIES [·] SERIES TRUST AGREEMENTSeries Trust Agreement • September 3rd, 2015 • Alaia Market Linked Trust
This Series Trust Agreement (the “Series Trust Agreement”) among Beech Hill Securities, Inc., as Depositor, Alaia Capital, LLC, as Portfolio Consultant, Evaluator and Supervisor, and The Bank of New York Mellon, as Series Trustee, supplements the Master Trust Agreement, dated as of __________, 2015, among the Depositor, the Portfolio Consultant, Evaluator and Supervisor and The Bank of New York Mellon, as Trustee and sets forth certain provisions in full and incorporates other provisions by reference to the document entitled “Standard Terms and Conditions of Trust For ALAIA Market Linked Trust, Effective for Unit Investment Trusts Investing in Equity Securities, Debt Securities and/or Derivative Transactions Established On and After [·], 2015” (the “Standard Terms and Conditions of Trust”) and such provisions as are set forth in full and such provisions as are incorporated by reference. The Master Trust Agreement created the ALAIA Market Linked Trust (the “Trust”). This Series Trust Ag
BEECH HILL SECURITIES, INC. UNIT INVESTMENT TRUST FORM OF DEALER AGREEMENTAlaia Market Linked Trust • September 3rd, 2015 • New York
Beech Hill Securities, Inc. (“BHSI”) serves as the principal underwriter for ALAIA [ ] Outcome, Series [ ] (together with any future series for which BHSI may serve as underwriter, the “Series”), a separate Series of ALAIA Market Linked Trust, a unit investment trust (the “Trust”) registered under the Investment Company Act of 1940, as amended (the “1940 Act”). BHSI and [DEALER NAME] (“Dealer”) hereby agree that Dealer will participate in the distribution of units (“Units”) of each Series, subject to the terms of this dealer agreement, dated as of [DATE OF AGREEMENT] (“Agreement”).
