PRE-FUNDED COMMON STOCK PURCHASE WARRANT NXU, inc.Nxu, Inc. • October 10th, 2023 • Truck & bus bodies
Company FiledOctober 10th, 2023 IndustryTHIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and until this Warrant is exercised in full (the “Termination Date”) but not thereafter, to subscribe for and purchase from Nxu, Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant shall initially be issued and maintained in the form of a security held in book-entry form and the Depository Trust Company or its nominee (“DTC”) shall initially be the sole registered holder of this Warrant, subject to a Holder’s right to elect to receive
NXU, INC. and EQUINITI TRUST COMPANY, LLC, as Warrant Agent Warrant Agency Agreement Dated as of ___, 2023 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • October 10th, 2023 • Nxu, Inc. • Truck & bus bodies • New York
Contract Type FiledOctober 10th, 2023 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of _____, 2023 (“Agreement”), between Nxu, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), and Equiniti Trust Company, LLC (the “Warrant Agent”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • October 10th, 2023 • Nxu, Inc. • Truck & bus bodies • New York
Contract Type FiledOctober 10th, 2023 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of October [__], 2023, between Nxu, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • October 10th, 2023 • Nxu, Inc. • Truck & bus bodies • New York
Contract Type FiledOctober 10th, 2023 Company Industry Jurisdiction