Securities Transfer Corporation as Warrant AgentWarrant Agency Agreement • December 22nd, 2023 • PreTam Holdings Inc. • Concrete products, except block & brick • New York
Contract Type FiledDecember 22nd, 2023 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of December __, 2023(“Agreement”), between PreTam Holdings Inc., a corporation organized under the laws of Alberta, Canada (the “Company”), and Securities Transfer Corporation, a __________ corporation (the “Warrant Agent”).
COMMON SHARE PURCHASE WARRANT PRETAM HOLDINGS INC.Common Share Purchase Warrant • December 22nd, 2023 • PreTam Holdings Inc. • Concrete products, except block & brick • New York
Contract Type FiledDecember 22nd, 2023 Company Industry JurisdictionTHIS COMMON SHARE PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on [_____], 20__1 (the “Termination Date”) but not thereafter, to subscribe for and purchase from PreTam Holdings Inc., a company incorporated under the laws of Alberta, Canada (the “Company”), up to [___] shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Shares. The purchase price of one Common Share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant shall initially be issued and maintained in the form of a security held in book-entry form and the Depository Trust Company or its nominee (“DTC”) shall initially be the sole registered holder of this Warrant,
PRETAM HOLDINGS INC. UNDERWRITING AGREEMENTUnderwriting Agreement • December 22nd, 2023 • PreTam Holdings Inc. • Concrete products, except block & brick • New York
Contract Type FiledDecember 22nd, 2023 Company Industry JurisdictionThe undersigned, PreTam Holdings Inc., a corporation incorporated under the laws of Alberta (the “Company”), hereby confirms its agreement (this “Agreement”) to issue and sell to the underwriter or underwriters, as the case may be, named in Schedule I hereto (each, an “Underwriter” and, collectively, the “Underwriters”), for whom Maxim Group LLC (“Maxim”) is acting as representative (in such capacity, the “Representative”), (A) an aggregate of _______ units (the “Units”), each unit consisting of one Class A Common Share, no par value per share of the Company (“Common Stock”) and the shares of Common Stock sold as part of the Units, the “Firm Shares”) together with a warrant to purchase one share of Common Stock (the “Warrant”) at an exercise price of $_____ per share (the warrants sold as part of the Units, the “Firm Warrants”) and (B) at the election of the Representative, (i) up to an additional _________ shares of Common Stock (the “Option Shares” and together with the Firm Shares,