AMENDMENT TO FOURTH AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF CALAMOS INVESTMENTS LLCLimited Liability Company Agreement • August 8th, 2016 • Calamos Asset Management, Inc. /DE/ • Security brokers, dealers & flotation companies • Delaware
This Amendment to Fourth Amended and Restated Limited Liability Company Agreement (this “Amendment”) of Calamos Investments LLC, a Delaware limited liability company (f/k/a Calamos Holdings LLC) (the “Company”) is entered into this 26th day of July, 2016 by and among the Company, Calamos Asset Management, Inc., a Delaware corporation (“CAM”), Calamos Family Partners, Inc., a Delaware corporation (“CFP”), and John P. Calamos, Sr., an individual (“Mr. Calamos”).
June 17, 2016 Via Email (nbhatt@calamos.com) Mr. Nimish S. Bhatt Naperville, IL 60564 Dear Nimish:Letter Agreement • August 8th, 2016 • Calamos Asset Management, Inc. /DE/ • Security brokers, dealers & flotation companies • Illinois
This letter agreement (“Agreement”) outlines the terms related to your voluntary resignation of employment from Calamos Advisor LLC and its affiliates (“Company”). This Agreement, that certain side letter of even date (“Side Letter”) amending the Confidentiality and Restrictive Covenants Agreement signed by you on April 21, 2015 (“CRCA”), and a special payment to you of $50,000 (“Special Payment”) are contingent upon you executing and not revoking this Agreement, the Side Letter as well as the attached General Release.
June 17, 2016 Via Email (nbhatt@calamos.com)Calamos Asset Management, Inc. /DE/ • August 8th, 2016 • Security brokers, dealers & flotation companies
CONFIDENTIALITY AND RESTRICTIVE COVENANTS AGREEMENTConfidentiality and Restrictive Covenants Agreement • August 8th, 2016 • Calamos Asset Management, Inc. /DE/ • Security brokers, dealers & flotation companies • Illinois
This Agreement is made by and between John S. Koudounis (“Employee”) and Calamos Advisors LLC, Calamos Wealth Management LLC, Calamos Financial Services LLC, Calamos Investments LLC, and Calamos Asset Management, Inc. (each of the foregoing, together with their respective subsidiaries and affiliates, excluding CFP and CPH (each as defined below), are individually and collectively referred to herein as the “Company”).
EXECUTIVE EMPLOYMENT AGREEMENTExecutive Employment Agreement • August 8th, 2016 • Calamos Asset Management, Inc. /DE/ • Security brokers, dealers & flotation companies • Delaware
THIS EXECUTIVE EMPLOYMENT AGREEMENT (this “Agreement”) is entered into effective as of April 4, 2016, by and among Calamos Asset Management, Inc., a Delaware corporation (“CAM”), Calamos Advisors LLC, a Delaware limited liability company (“Advisors”) and wholly owned subsidiary of its sole managing member, Calamos Investments LLC (“CILLC”), and CILLC (together with each of their respective successors and assigns permitted under this Agreement sometimes referred to herein as the “Company”), and John S. Koudounis (the “Executive”).
AMENDMENT TO STOCKHOLDERS' AGREEMENTStockholders' Agreement • August 8th, 2016 • Calamos Asset Management, Inc. /DE/ • Security brokers, dealers & flotation companies • Illinois
This Amendment to Stockholders’ Agreement is entered into by Calamos Asset Management, Inc., a Delaware corporation (the “Company”), as of this 26th day of July, 2016 (this “Amendment”).
