EXCHANGE AGREEMENT among DEERFIELD CAPITAL CORP., TABERNA PREFERRED FUNDING V, LTD., TABERNA PREFERRED FUNDING VII, LTD., TABERNA PREFERRED FUNDING VIII, LTD., and TABERNA PREFERRED FUNDING IX, LTD. Dated as of March 4, 2010 EXCHANGE AGREEMENTExchange Agreement • March 10th, 2010 • Deerfield Capital Corp. • Finance services • New York
Contract Type FiledMarch 10th, 2010 Company Industry JurisdictionTHIS EXCHANGE AGREEMENT, dated as of March 4, 2010 (this “Agreement”), is entered into by and among DEERFIELD CAPITAL CORP., a Maryland corporation (the “Company”), TABERNA PREFERRED FUNDING V, LTD. (“Taberna V”), TABERNA PREFERRED FUNDING VII, LTD. (“Taberna VII”), TABERNA PREFERRED FUNDING VIII, LTD. (“Taberna VIII”) and TABERNA PREFERRED FUNDING IX, LTD. (“Taberna IX”, and together with Taberna V, Taberna VII and Taberna VIII, “Taberna”).
JUNIOR SUBORDINATED INDENTURE between DEERFIELD CAPITAL CORP. and THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee Dated as of March 4, 2010Junior Subordinated Indenture • March 10th, 2010 • Deerfield Capital Corp. • Finance services • New York
Contract Type FiledMarch 10th, 2010 Company Industry JurisdictionJUNIOR SUBORDINATED INDENTURE, dated as of March 4, 2010, between DEERFIELD CAPITAL CORP., a Maryland corporation (the “Company”), and THE BANK OF NEW YORK MELLON TRUST COMPANY, National Association, a national banking association, as Trustee (in such capacity, the “Trustee”).