CUSTODY AGREEMENTCustody Agreement • August 28th, 2013 • Guggenheim Strategic Opportunities Fund • New York
AGREEMENT, dated as of July 26, 2007, between Claymore/Guggenheim Strategic Opportunities Fund, a statutory trust organized and existing under the laws of the State of Delaware having its principal office and place of business at 2455 Corporate West Drive, Lisle, Illinois 60532 (the "Fund"), and The Bank of New York, a New York corporation authorized to do a banking business having its principal office and place of business at One Wall Street, New York, New York 10286 ("Custodian").
STOCK TRANSFER AGENCY AGREEMENTStock Transfer Agency Agreement • August 28th, 2013 • Guggenheim Strategic Opportunities Fund • New York
AGREEMENT, made as of July 26, 2007, by and between Claymore/Guggenheim Strategic Opportunities Fund, a statutory trust organized and existing under the laws of the State of Delaware (hereinafter referred to as the "Customer"), and The Bank of New York, a New York trust company (hereinafter referred to as the "Bank").
FUND ADMINISTRATION AGREEMENTFund Administration Agreement • August 28th, 2013 • Guggenheim Strategic Opportunities Fund • Delaware
AGREEMENT made as of this 13th day of May, 2013, by and between each closed-end registered investment company listed on Schedule A hereto (as amended from time to time), (each individually referred to below as a “Trust”) and Rydex Fund Services, LLC (“RFS” or the “Administrator”), a Maryland limited liability company having its principal place of business at 805 King Farm Boulevard, Rockville, MD 20850.
FUND ACCOUNTING AGREEMENTFund Accounting Agreement • August 28th, 2013 • Guggenheim Strategic Opportunities Fund • Delaware
This AGREEMENT is made as of this 1st day of June, 2013, between Guggenheim Strategic Opportunities Fund (the “Trust”), a Delaware statutory trust having its principal place of business at 2455 Corporate West Drive, Lisle, Illinois 60532, and Rydex Fund Services, LLC ("RFS"), a Maryland limited liability company having its principal place of business at 805 King Farm Boulevard, Rockville, MD 20850.
FOREIGN CUSTODY MANAGER AGREEMENTForeign Custody Manager Agreement • August 28th, 2013 • Guggenheim Strategic Opportunities Fund • New York
AGREEMENT made as of July 26, 2007 between Claymore/Guggenheim Strategic Opportunities Fund (the "Fund") and The Bank of New York ("BNY").
AMENDMENT No. 4 TO COMMITTED FACILITY AGREEMENTCommitted Facility Agreement • August 28th, 2013 • Guggenheim Strategic Opportunities Fund • New York
AMENDMENT AGREEMENT (the “Amendment”), dated as of January 25, 2013 to the Committed Facility Agreement, dated as of November 20, 2008, as amended from time to time (the “Agreement”) between BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc.”) and Guggenheim Strategic Opportunities Fund (the “Customer”).
AMENDMENT No. 5 TO COMMITTED FACILITY AGREEMENTCommitted Facility Agreement • August 28th, 2013 • Guggenheim Strategic Opportunities Fund • New York
AMENDMENT AGREEMENT (the “Amendment”), dated as of August 26, 2013 to the Committed Facility Agreement, dated as of November 20, 2008, as amended from time to time (the “Agreement”) between BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc.”) and Guggenheim Strategic Opportunities Fund (the “Customer”).
SUBSCRIPTION AGREEMENTSubscription Agreement • August 28th, 2013 • Guggenheim Strategic Opportunities Fund
THIS SUBSCRIPTION AGREEMENT is entered into as of the 9th day of July, 2007, between Claymore/Guggenheim Strategic Opportunities Fund, a statutory trust organized and existing under the laws of Delaware (the "Trust"), and Claymore Securities, Inc. (the "Purchaser").
