INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • April 29th, 2021 • Collaborative Investment Series Trust • New York
AGREEMENT (the “Agreement”), made as of February 26, 2021 between COLLABORATIVE INVESTMENT SERIES TRUST, a Delaware statutory trust (the “Trust”), and Tactical Fund Advisors, LLC, a limited liability company organized and existing under the laws of the Ohio (the “Adviser”) located at 8316 Cornell Road, Cincinnati, Ohio 45249.
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • April 29th, 2021 • Collaborative Investment Series Trust • New York
THIS SUB-ADVISORY AGREEMENT is made and entered into as of February 19, 2021, by and between Tactical Fund Advisors, LLC (the “Adviser”), an Ohio limited liability company and registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and Anchor Capital Management Group, Inc. (the “Sub-Adviser” and together with the Adviser the “Parties”), a California corporation and also registered under the Advisers Act, with respect to the Tactical Conservative Allocation Fund, Tactical Moderate Allocation Fund, and Tactical Growth Allocation Fund (each a “Fund” and collectively, the “Funds”), each a series of the Collaborative Investment Series Trust, a Delaware statutory trust (the “Trust”).
COLLABORATIVE INVESTMENT SERIES TRUST OPERATING EXPENSES LIMITATION AGREEMENT TUTTLE TACTICAL MANAGEMENT, LLCOperating Expenses Limitation Agreement • April 29th, 2021 • Collaborative Investment Series Trust • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) by and between COLLABORATIVE INVESTMENT SERIES TRUST, a Delaware statutory trust (the “Trust”), on behalf of Trend Aggregation U.S. ETF, Trend Aggregation ESG ETF, Trend Aggregation Dividend Stock ETF, and Trend Aggregation Aggressive ETF(each a “Fund” and collectively, the “Funds”) each a series of the Trust and the Advisor, Tuttle Tactical Management, LLC (the “Advisor”).
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • April 29th, 2021 • Collaborative Investment Series Trust • New York
THIS SUB-ADVISORY AGREEMENT (the “Agreement”) is made and entered into as of February 19, 2021, by and between Tactical Fund Advisors, LLC (the “Adviser”), an Ohio limited liability company and registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and Synergy Financial Management, LLC (the “Sub-Adviser” and together with the Adviser the “Parties”), a Washington limited liability company and also registered under the Advisers Act, with respect to the Tactical Conservative Allocation Fund, Tactical Moderate Allocation Fund, and Tactical Growth Allocation Fund (each a “Fund” and collectively, the “Funds”), each a series of the Collaborative Investment Series Trust, a Delaware statutory trust (the “Trust”).
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • April 29th, 2021 • Collaborative Investment Series Trust • New York
THIS SUB-ADVISORY AGREEMENT is made and entered into as of February 19, 2021, by and between Tactical Fund Advisors, LLC (the “Adviser”), an Ohio limited liability company and registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and Tuttle Tactical Management, LLC (the “Sub-Adviser” and together with the Adviser the “Parties”), a Delaware limited liability company and also registered under the Advisers Act, with respect to Tactical Conservative Allocation Fund, Tactical Moderate Allocation Fund, and Tactical Growth Allocation Fund (each a “Fund” and collectively, the “Funds”), each a series of the Collaborative Investment Series Trust, a Delaware statutory trust (the “Trust”).
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • April 29th, 2021 • Collaborative Investment Series Trust • New York
THIS SUB-ADVISORY AGREEMENT (the “Agreement”) is made and entered into as of December 17, 2020, by and between Tactical Fund Advisors, LLC (the “Adviser”), an Ohio limited liability company and registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and Heritage Capital Advisors, LLC (the “Sub-Adviser” and together with the Adviser the “Parties”), a Colorado limited liability company, registered under the Advisers Act, with respect to the Tactical Conservative Allocation Fund, Tactical Moderate Allocation Fund, and Tactical Growth Allocation Fund (each a “Fund” and collectively, the “Funds”), each a series of the Collaborative Investment Series Trust, a Delaware statutory trust (the “Trust”).
COLLABORATIVE INVESTMENT SERIES TRUST OPERATING EXPENSES LIMITATION AGREEMENT TACTICAL FUND ADVISORS, LLCOperating Expenses Limitation Agreement • April 29th, 2021 • Collaborative Investment Series Trust • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) by and between COLLABORATIVE INVESTMENT SERIES TRUST, a Delaware statutory trust (the “Trust”), on behalf of TFA Quantitative Fund and TFA Multidimensional Tactical Fund, (each a “Fund” and collectively, the “Funds”) each a series of the Trust and the Advisor, Tactical Fund Advisors, LLC (the “Advisor”).
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • April 29th, 2021 • Collaborative Investment Series Trust • New York
THIS SUB-ADVISORY AGREEMENT is made and entered into as of February 19, 2021, by and between Tactical Fund Advisors, LLC (the “Adviser”), an Ohio limited liability company and registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and Tuttle Tactical Management, LLC (the “Sub-Adviser” and together with the Adviser the “Parties”), a Delaware limited liability company and also registered under the Advisers Act, with respect to Tactical Conservative Allocation Fund, Tactical Moderate Allocation Fund, and Tactical Growth Allocation Fund (each a “Fund” and collectively, the “Funds”), each a series of the Collaborative Investment Series Trust, a Delaware statutory trust (the “Trust”).
