SPROTT FUNDS TRUST AMENDED AND RESTATED SUB-ADVISORY AGREEMENTSub-Advisory Agreement • March 18th, 2022 • Sprott Funds Trust • Delaware
Contract Type FiledMarch 18th, 2022 Company JurisdictionAGREEMENT, dated as of March 14, 2019, as amended and restated on November 15, 2021 (the “Agreement”) by and between Sprott Asset Management LP (the “Investment Adviser”), a Canadian limited partnership having its principal place of business at 200 Bay Street, Suite 2600, Toronto, Ontario, Canada M5J2J1, and ALPS Advisors, Inc., a Colorado corporation (the “Sub-Adviser”), having its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado 80203, on behalf of the series of the Sprott Funds Trust (the “Trust”) listed in Appendix A hereto, as amended from time to time (each a “Fund” and collectively, the “Funds”).
SPROTT FUNDS TRUST AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 18th, 2022 • Sprott Funds Trust • Delaware
Contract Type FiledMarch 18th, 2022 Company JurisdictionThis Investment Advisory Agreement (the “Agreement”) is made and entered into as of this 13th day of March, 2019, as amended and restated on November 15, 2021 by and between Sprott Asset Management LP, a Canadian Limited Partnership (the “Adviser”), and Sprott Funds Trust, a Delaware statutory trust (the “Trust”), regarding the Fund listed in Appendix A (the “Fund(s)”).
SPROTT FUNDS TRUST AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • March 18th, 2022 • Sprott Funds Trust • New York
Contract Type FiledMarch 18th, 2022 Company JurisdictionWHEREAS, the Adviser renders advice and services to each Fund pursuant to the terms and provisions of an Investment Advisory Agreement between the Trust and the Adviser dated as of the March 13, 2019, as amended and restated on November 15, 2021 (the “Advisory Agreement”); and
AMENDMENT 1Existing Agreement • March 18th, 2022 • Sprott Funds Trust
Contract Type FiledMarch 18th, 2022 CompanyThis amendment (the “Amendment”) between the parties signing below (“Parties”) amends the Existing Agreement as of the Effective Date as defined in Confidential Fee Letter – Sprott Funds Trust between Sprott Funds Trust and ALPS Fund Services, Inc., dated January 12, 2022.
Amendment 1 to Administration, Bookkeeping and Pricing Services AgreementServices Agreement • March 18th, 2022 • Sprott Funds Trust
Contract Type FiledMarch 18th, 2022 CompanyThis amendment (the “Amendment”) between the parties signing below (“Parties”) amends the Existing Agreement as of the Effective Date, as defined in Confidential Fee Letter – Sprott Funds Trust between Sprott Funds Trust and ALPS Fund Services, Inc., dated January12, 2022: