SUB-ADVISORY AGREEMENTSub-Advisory Agreement • June 3rd, 2022 • Tidal ETF Trust • New York
This Sub-Advisory Agreement (the “Agreement”) is made as of this 26th day of May, 2022 by and between Toroso Investments, LLC, a Delaware limited liability company, with its principal place of business at 898 N. Broadway, Suite 2, Massapequa, NY 11758 (the “Adviser”) and Gotham Asset Management, LLC a Delaware limited liability company, with its principal place of business at 535 Madison Ave, 30th Floor, New York, NY 10022 (the “Sub-Adviser”), with respect to each series of Tidal ETF Trust (the “Trust”) identified on Schedule A to this Agreement, as may be amended from time to time (each, a “Fund” and, if more than one Fund, together, the “Funds”).
TO THE CUSTODY AGREEMENTCustody Agreement • June 3rd, 2022 • Tidal ETF Trust
THIS SIXTEENTH AMENDMENT effective as of the last date on the signature block, to the Custody Agreement (the “Agreement”) dated as of December 21, 2018, as amended, is entered into by and between TIDAL ETF TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).
SIXTEENTH AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTAgent Servicing Agreement • June 3rd, 2022 • Tidal ETF Trust
THIS SIXTEENTH AMENDMENT effective as of the last date on the signature block, to the Transfer Agent Servicing Agreement (the “Agreement”) dated as of December 21, 2018, as amended, is entered into by and between TIDAL ETF TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
FOURTEENTH AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENTAdministration Servicing Agreement • June 3rd, 2022 • Tidal ETF Trust
THIS FOURTEENTH AMENDMENT effective as of May 26, 2022, to the Fund Administration Servicing Agreement (the “Agreement”) dated as of December 21, 2018, as amended, is entered into by and between Tidal ETF Trust, a Delaware statutory trust (the “Trust”) and Tidal ETF Services LLC, a Delaware limited liability company (“Tidal”).
FIFTH AMENDMENT TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • June 3rd, 2022 • Tidal ETF Trust • Delaware
This Fifth Amendment (the “Amendment”) to the ETF Distribution Agreement dated as of September 30, 2021 (the “Agreement”), by and between Tidal ETF Trust (the “Trust”) and Foreside Fund Services, LLC (“Foreside”), is entered into with an effective date of May 26, 2022 (the “Effective Date”).
Tidal ETF Trust Fee Waiver AgreementWaiver Agreement • June 3rd, 2022 • Tidal ETF Trust • Delaware
THIS FEE WAIVER AGREEMENT (the “Agreement”) is entered into on May 26, 2022, by and between Tidal ETF Trust, a Delaware statutory trust (the “Trust”), on behalf of the Gotham 1000 Value ETF (the “Fund”), a series of the Trust, and Toroso Investments, LLC (the “Adviser”), the Fund’s investment adviser.
FIRST AMENDMENT TO THE TIDAL ETF TRUST INVESTMENT ADVISORY AGREEMENT with TOROSO INVESTMENTS, LLCInvestment Advisory Agreement • June 3rd, 2022 • Tidal ETF Trust
THIS FIRST AMENDMENT dated as of May 26, 2022, to the Investment Advisory Agreement, dated as of October 29, 2020 (the “Agreement”), entered into by and between TIDAL ETF TRUST (the “Trust”), on behalf of each series of the Trust listed on Schedule A to the Agreement, as may be amended from time to time (each, a “Fund,” and collectively, the “Funds”), and TOROSO INVESTMENTS, LLC (hereinafter called the “Adviser”).
SIXTEENTH AMENDMENT TO THE FUND SUB-ADMINISTRATION SERVICING AGREEMENTAdministration Servicing Agreement • June 3rd, 2022 • Tidal ETF Trust
THIS SIXTEENTH AMENDMENT effective as of the last date on the signature block, to the Fund Sub-Administration Servicing Agreement (the “Agreement”) dated as of December 21, 2018, as amended, is entered into by and between TIDAL ETF SERVICES LLC (the “Company” or “Tidal”), with respect to Tidal ETF Trust, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
TO THE FUND ACCOUNTING SERVICING AGREEMENTAccounting Servicing Agreement • June 3rd, 2022 • Tidal ETF Trust
THIS SIXTENNTH AMENDMENT effective as of the last date on the signature block, to the Fund Accounting Servicing Agreement (the “Agreement”) dated as of December 21, 2018, as amended, is entered into by and between TIDAL ETF TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
