BROOKFIELD INVESTMENT MANAGEMENT INC. FUND SUB-ADMINISTRATION SERVICING AGREEMENTFund Sub-Administration Servicing Agreement • July 12th, 2016 • Brookfield Real Assets Income Fund Inc. • Wisconsin
THIS AGREEMENT is made and entered into as of the [ ] day of [ ], [ ], by and between BROOKFIELD INVESTMENT MANAGEMENT INC., (“BIM”) with respect to [ ], a Maryland corporation (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
Exhibit (H)(6) FUND SUB-ADMINISTRATION SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 24 day of August, 2004, by and among SKYLINE FUNDS, a Massachusetts business trust (the "Trust"), SKYLINE ASSET MANAGEMENT, L.P., Delaware...Fund Sub-Administration Servicing Agreement • February 28th, 2005 • Skyline Fund • Wisconsin
FUND SUB-ADMINISTRATION SERVICING AGREEMENTFund Sub-Administration Servicing Agreement • February 28th, 2023 • Aristotle Funds Series Trust • Wisconsin
THIS AGREEMENT, is made and entered into as of the last day written on the signature page by and between ARISTOTLE INVESTMENT SERVICES, LLC, a Delaware limited liability company (“AIS”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).
FUND SUB-ADMINISTRATION SERVICING AGREEMENTFund Sub-Administration Servicing Agreement • August 26th, 2020 • Vs Trust • Commodity contracts brokers & dealers • New York
THIS AGREEMENT is made and entered into as of [ ] by and between TIDAL ETF SERVICES LLC (the “Administrator” or “Tidal”), with respect to VS Trust, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”)
BROOKFIELD PUBLIC SECURITIES GROUP LLC AMENDED AND RESTATED FUND SUB- ADMINISTRATION SERVICING AGREEMENTFund Sub-Administration Servicing Agreement • May 14th, 2021 • Brookfield Investment Funds • Wisconsin
THIS AMENDED AND RESTATED AGREEMENT, dated as of [·], 2021 (the “Agreement”), is entered into by and among BROOKFIELD PUBLIC SECURITIES GROUP LLC, a Delaware limited liability company (the “Company”), BROOKFIELD INVESTMENT FUNDS (the “Trust”), on behalf of each series of the Trust (each, a “Fund,” or “Series,” and collectively, the “Funds”) (solely with respect to Sections 3, 10, 11, 18 and 19 of this Agreement), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
FIFTEENTH AMENDMENT TO THE FUND SUB-ADMINISTRATION SERVICING AGREEMENTFund Sub-Administration Servicing Agreement • February 16th, 2024 • Tidal Trust II
THIS FIFTEENTH AMENDMENT effective as of the last date on the signature block (the “Effective Date”), to the Fund Sub-Administration Servicing Agreement (the “Agreement”) dated as of July 7, 2022, as amended, is entered into by and between TIDAL ETF SERVICES LLC (the “Company” or “Tidal”), with respect to Tidal Trust II, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
FUND SUB-ADMINISTRATION SERVICING AGREEMENTFund Sub-Administration Servicing Agreement • April 5th, 2019 • Tidal ETF Trust • New York
THIS AGREEMENT is made and entered into as of December 21, 2018 by and between TIDAL ETF SERVICES LLC (the “Company” or “Tidal”), with respect to Tidal ETF Trust, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”). TOROSO INVESTMENTS, LLC, the investment adviser to the Trust (the “Adviser”), is a party hereto with respect to Section 4 only.
FUND SUB-ADMINISTRATION SERVICING AGREEMENTFund Sub-Administration Servicing Agreement • February 29th, 2016 • Eagle Capital Appreciation Fund • New York
THIS AGREEMENT is made and entered into as of this 31st day of August, 2015, by and between EAGLE ASSET MANAGEMENT, INC., a Florida corporation whose principal place of business is at 880 Carillon Parkway, St. Petersburg, Florida 33716 (“Eagle”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
ADDENDUM TO THE FUND SUB-ADMINISTRATION SERVICING AGREEMENTFund Sub-Administration Servicing Agreement • April 29th, 2008 • Mairs & Power Balanced Fund Inc
THIS ADDENDUM dated as of the 6th day of July, 2007, to the Fund Sub-administration Servicing Agreement, dated as of October 5, 2006 (the “Agreement”), is entered by and between MAIRS AND POWER GROWTH FUND, INC., and MAIRS AND POWER BALANCED FUND, INC., both Minnesota corporations (collectively the “Companies”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
FORM OF SECOND AMENDMENT TO FUND SUB-ADMINISTRATION SERVICING AGREEMENTFund Sub-Administration Servicing Agreement • April 18th, 2014 • Tocqueville Trust
THIS SECOND AMENDMENT TO THE FUND SUB-ADMINISTRATION SERVICING AGREEMENT (the “Agreement”) is made as of [ ], 2014, by and between Tocqueville Asset Management L.P., a limited partnership (“TAM”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
GINTEL FUND Amendment to the fund SUB-administration servicing agreement THIS AMENDMENT dated as of January 1, 2002 to the Fund Sub-Administration Servicing Agreement dated as of February 6, 2001, by and between the Gintel Fund, a Massachusetts...Fund Sub-Administration Servicing Agreement • April 30th, 2003 • Gintel Fund
THIS AMENDMENT dated as of January 1, 2002 to the Fund Sub-Administration Servicing Agreement dated as of February 6, 2001, by and between the Gintel Fund, a Massachusetts business trust, and Firstar Mutual Fund Services, LLC, a Wisconsin limited liability company, shall be as follows:
SEMI-TRANSPARENT ETF FUND SUB-ADMINISTRATION SERVICING AGREEMENTFund Sub-Administration Servicing Agreement • April 11th, 2023 • Tidal Trust II • Wisconsin
THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between TIDAL ETF SRVICES LLC (the “Company” or “Tidal”), with respect to Tidal Trust II, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”). TOROSO INVESTMENTS, LLC, the investment adviser to the Trust (the “Adviser”), is a party hereto with respect to Section 4 only.
AMENDMENT TO THE FUND SUB-ADMINISTRATION SERVICING AGREEMENTFund Sub-Administration Servicing Agreement • April 29th, 2011 • Mairs & Power Balanced Fund Inc
THIS AMENDMENT dated as of December 30, 2010, to the Fund Sub-Administration Servicing Agreement, dated as of October 5, 2006, as previously amended (the “Agreement”), is entered into by and between MAIRS AND POWER GROWTH FUND, INC., and MAIRS AND POWER BALANCED FUND, INC., both Minnesota corporations (collectively the “Companies”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
BROOKFIELD INVESTMENT MANAGEMENT INC. FIFTH AMENDMENT TO THE FUND SUB- ADMINISTRATION SERVICING AGREEMENTFund Sub-Administration Servicing Agreement • September 5th, 2018 • Brookfield Investment Funds
THIS FIFTH AMENDMENT, dated as of [·], 2018, to the Fund Sub-Administration Servicing Agreement, dated as of September 20, 2011, as amended on November 15, 2013, November 1, 2014, May 29, 2015, and February 2, 2018 (the “Agreement”), is entered into by and between BROOKFIELD INVESTMENT MANAGEMENT INC. (the “Company”), with respect to the BROOKFIELD INVESTMENT FUNDS (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
TWENTIETH AMENDMENT TO THE FUND SUB-ADMINISTRATION SERVICING AGREEMENTFund Sub-Administration Servicing Agreement • December 27th, 2022 • Tidal ETF Trust
THIS TWENTIETH AMENDMENT effective as of the last date in the signature block, to the Fund Sub-Administration Servicing Agreement (the “Agreement”) dated as of December 21, 2018, as amended, is entered into by and between TIDAL ETF SERVICES LLC (the “Company” or “Tidal”), with respect to Tidal ETF Trust, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
FUND SUB-ADMINISTRATION SERVICING AGREEMENTFund Sub-Administration Servicing Agreement • April 26th, 2005 • Bridges Investment Fund Inc • Wisconsin
THIS AGREEMENT is effective as of the 1st day of October, 2004, by and between Bridges Investment Management, Inc., a Nebraska business corporation (the “Manager”), on behalf of the Bridges Investment Fund, Inc., a Nebraska business corporation (the “Fund”), and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
BROOKFIELD INVESTMENT FUNDS FIRST AMENDMENT TO THE FUND SUB-ADMINISTRATION SERVICING AGREEMENTFund Sub-Administration Servicing Agreement • February 4th, 2022 • Brookfield Investment Funds
THIS FIRST AMENDMENT, dated as of the 1st day of February, 2022 (the “Amendment”), to the Amended and Restated Fund Sub-Administration Servicing Agreement, dated as of April 30, 2021 (the “Agreement”), is entered into by and among BROOKFIELD PUBLIC SECURITIES GROUP LLC, a Delaware limited liability company (the “Company”), BROOKFIELD INVESTMENT FUNDS (the “Trust”), on behalf of each series of the Trust (each, a “Fund,” or “Series,” and collectively, the “Funds”) (solely with respect to Sections 3, 10, 11, 18 and 19 of the Agreement), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
TWENTY-FIRST AMENDMENT TO THE FUND SUB-ADMINISTRATION SERVICING AGREEMENTFund Sub-Administration Servicing Agreement • September 18th, 2024 • Tidal Trust II
THIS TWENTY-FIRST AMENDMENT effective as of the last date on the signature block (the “Effective Date”), to the Fund Sub-Administration Servicing Agreement (the “Agreement”) dated as of July 7, 2022, as amended, is entered into by and between TIDAL ETF SERVICES LLC (the “Company” or “Tidal”), with respect to Tidal Trust II, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
FOURTEENTH AMENDMENT TO THE FUND SUB-ADMINISTRATION SERVICING AGREEMENTFund Sub-Administration Servicing Agreement • January 8th, 2024 • Tidal Trust II
THIS FOURTEENTH AMENDMENT effective as of the last date on the signature block (the “Effective Date”), to the Fund Sub-Administration Servicing Agreement (the “Agreement”) dated as of July 7, 2022, as amended, is entered into by and between TIDAL ETF SERVICES LLC (the “Company” or “Tidal”), with respect to Tidal Trust II, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
AMENDMENT TO THE FUND SUB-ADMINISTRATION SERVICING AGREEMENTFund Sub-Administration Servicing Agreement • April 29th, 2011 • Mairs & Power Growth Fund Inc
THIS AMENDMENT dated as of December 30, 2010, to the Fund Sub-Administration Servicing Agreement, dated as of October 5, 2006, as previously amended (the “Agreement”), is entered into by and between MAIRS AND POWER GROWTH FUND, INC., and MAIRS AND POWER BALANCED FUND, INC., both Minnesota corporations (collectively the “Companies”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
TO THE FUND SUB-ADMINISTRATION SERVICING AGREEMENTFund Sub-Administration Servicing Agreement • August 17th, 2020 • Tidal ETF Trust
THIS THIRD AMENDMENT effective as of July 1, 2020, to the Fund Sub-Administration Servicing Agreement (the “Agreement”) dated as of December 21, 2018, as amended, is entered into by and between TIDAL ETF TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
SEVENTH AMENDMENT TO THE FUND SUB-ADMINISTRATION SERVICING AGREEMENTFund Sub-Administration Servicing Agreement • December 23rd, 2020 • Tidal ETF Trust
THIS SEVENTH AMENDMENT effective as of the last date on the signature block, to the Fund Sub-Administration Servicing Agreement (the “Agreement”) dated as of December 21, 2018, as amended, is entered into by and between TIDAL ETF SERVICES LLC (the “Company” or “Tidal”), with respect to Tidal ETF Trust, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
AMENDMENT TO THE FUND SUB-ADMINISTRATION SERVICING AGREEMENTFund Sub-Administration Servicing Agreement • April 30th, 2009 • Mairs & Power Growth Fund Inc
THIS AMENDMENT dated as of June 13, 2008, to the Fund Sub-Administration Servicing Agreement, dated as of October 5, 2006, as amended (the “Agreement”), is entered into by and between MAIRS AND POWER GROWTH FUND, INC., and MAIRS AND POWER BALANCED FUND, INC., both Minnesota corporations (collectively the “Companies”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
FIRST AMENDMENT TO THE FUND SUB-ADMINISTRATION SERVICING AGREEMENTFund Sub-Administration Servicing Agreement • May 1st, 2023 • Oaktree Diversified Income Fund Inc.
THIS FIRST AMENDMENT dated as of the 13th day of December, 2021, to the Fund Sub-Administration Servicing Agreement, dated as of November 1, 2021 (the “Agreement”), is entered into by and among BROOKFIELD PUBLIC SECURITIES GROUP LLC, a Delaware limited liability company (the “Company”), OAKTREE DIVERSIFIED INCOME FUND INC., a Maryland corporation (the “Fund”) (solely with respect to Sections 3, 10, 11, 18 and 19 of the Agreement), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
BROOKFIELD INVESTMENT FUNDS ADDENDUM TO THE FUND SUB-ADMINISTRATION SERVICING AGREEMENTFund Sub-Administration Servicing Agreement • January 30th, 2023 • Brookfield Investment Funds
This Addendum (the “Addendum”) to the Amended and Restated Fund Sub-Administration Servicing Agreement dated April 30, 2021, (the “Agreement”) is entered into by and between Brookfield Public Securities Group LLC (the “Fund”), Brookfield Investment Funds (the “Trust” and collectively with the Fund, the “Company”) and U.S. Bancorp Fund Services, LLC (“USBFS”).
SEVENTEENTH AMENDMENT TO THE FUND SUB-ADMINISTRATION SERVICING AGREEMENTFund Sub-Administration Servicing Agreement • June 30th, 2022 • Tidal ETF Trust
THIS SEVENTEENTH AMENDMENT effective as of the last date on the signature block, to the Fund Sub-Administration Servicing Agreement (the “Agreement”) dated as of December 21, 2018, as amended, is entered into by and between TIDAL ETF SERVICES LLC (the “Company” or “Tidal”), with respect to Tidal ETF Trust, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
FUND SUB-ADMINISTRATION SERVICING AGREEMENTFund Sub-Administration Servicing Agreement • February 28th, 2008 • Tocqueville Trust • Wisconsin
THIS AGREEMENT is made and entered into as of this 26th day of June, 2007, by and between TOCQUEVILLE ASSET MANAGEMENT, L.P. (hereinafter referred to as “TAM”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
THIRD AMENDMENT TO THE FUND SUB-ADMINISTRATION SERVICING AGREEMENTFund Sub-Administration Servicing Agreement • November 22nd, 2022 • Tidal Trust II
THIS THIRD AMENDMENT effective as of the last date on the signature block, to the Fund Sub-Administration Servicing Agreement (the “Agreement”) dated as of July 7, 2022, as amended, is entered into by and between TIDAL ETF SERVICES LLC (the “Company” or “Tidal”), with respect to Tidal ETF Trust II, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
AMENDMENT TO THE FUND SUB-ADMINISTRATION SERVICING AGREEMENTFund Sub-Administration Servicing Agreement • January 28th, 2011 • Empiric Funds, Inc
THIS AMENDMENT dated as of this 27th day of April, 2010, to the Fund Sub-Administration Servicing Agreement dated as of October 1, 2006, as amended March 22, 2007 (the “Agreement”) is entered into by and between Empiric Advisors, Inc., a Texas corporation, (the "Company"), as advisor for Empiric Funds, Inc. and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company ("USBFS").
NINETEENTH AMENDMENT TO THE FUND SUB-ADMINISTRATION SERVICING AGREEMENTFund Sub-Administration Servicing Agreement • May 21st, 2024 • Tidal Trust II
THIS NINETEENTH AMENDMENT effective as of the last date on the signature block (the “Effective Date”), to the Fund Sub-Administration Servicing Agreement (the “Agreement”) dated as of July 7, 2022, as amended, is entered into by and between TIDAL ETF SERVICES LLC (the “Company” or “Tidal”), with respect to Tidal Trust II, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
FUND SUB-ADMINISTRATION SERVICING AGREEMENTFund Sub-Administration Servicing Agreement • October 7th, 2019 • Sprott Funds Trust • Wisconsin
THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between SPROTT ASSET MANAGEMENT LP, a Canadian Limited Partnership (the “Adviser”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).
BROOKFIELD INVESTMENT MANAGEMENT INC. SIXTH AMENDMENT TO THE FUND SUB- ADMINISTRATION SERVICING AGREEMENTFund Sub-Administration Servicing Agreement • April 30th, 2020 • Brookfield Investment Funds
THIS SIXTH AMENDMENT, dated as of the last date on the signature block to the Fund Sub-Administration Servicing Agreement, dated as of September 20, 2011, as amended on November 15, 2013, November 1, 2014, May 29, 2015, February 2, 2018, and September 18, 2018 (the “Agreement”), is entered into by and between BROOKFIELD PUBLIC SECURITIES GROUP LLC (f/k/a Brookfield Investment Management Inc.), and U.S. BANCORP FUND SERVICES, LLC.
TO THE FUND SUB-ADMINISTRATION SERVICING AGREEMENTFund Sub-Administration Servicing Agreement • May 2nd, 2022 • Tidal ETF Trust
THIS FOURTEENTH AMENDMENT effective as of the last date on the signature block, to the Fund Sub- Administration Servicing Agreement (the “Agreement”) dated as of December 21, 2018, as amended, is entered into by and between TIDAL ETF SERVICES LLC (the “Company” or “Tidal”), with respect to Tidal ETF Trust, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
TWENTY-THIRD AMENDMENT TO THE FUND SUB-ADMINISTRATION SERVICING AGREEMENTFund Sub-Administration Servicing Agreement • November 1st, 2023 • Tidal ETF Trust
THIS TWENTY-THIRD AMENDMENT effective as of the last date on the signature block, to the Fund Sub-Administration Servicing Agreement dated as of December 21, 2018, as amended (the “Agreement”), is entered into by and between TIDAL ETF SERVICES LLC (the “Company” or “Tidal”), with respect to Tidal ETF Trust, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
NINETEENTH AMENDMENT TO THE FUND SUB-ADMINISTRATION SERVICING AGREEMENTFund Sub-Administration Servicing Agreement • September 23rd, 2022 • Tidal ETF Trust
THIS NINETEENTH AMENDMENT effective as of the last date on the signature block, to the Fund Sub-Administration Servicing Agreement (the “Agreement”) dated as of December 21, 2018, as amended, is entered into by and between TIDAL ETF SERVICES LLC (the “Company” or “Tidal”), with respect to Tidal ETF Trust, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
