Amendment to Principal Financial Officer Services AgreementPrincipal Financial Officer Services Agreement • June 9th, 2015 • Financial Investors Trust
This Amendment dated as of _______________, 2015 (this “Amendment”) is to the Principal Financial Officer Services Agreement dated March 16, 2012, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) and Financial Investors Trust, a Delaware statutory trust (the “Trust”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
Amendment to Global Custody Agreement (For Foreign and Domestic Securities)Global Custody Agreement • June 9th, 2015 • Financial Investors Trust
This Amendment is dated __________________ (“Effective Date”) to the Global Custody Agreement (For Foreign and Domestic Securities), dated __________________ (the “Agreement”), and is entered into by and between Financial Investors Trust, a Delaware statutory trust (the “Trust”), and Union Bank, N.A. (the “Custodian”).
Amendment to Chief Compliance Officer Services AgreementChief Compliance Officer Services Agreement • June 9th, 2015 • Financial Investors Trust
This Amendment dated as of _______________, 2015 (this “Amendment”) is to the Chief Compliance Officer Services Agreement dated March 16, 2012, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) and Financial Investors Trust, a Delaware statutory trust (the “Trust”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
Amendment to Transfer Agency and Service AgreementTransfer Agency and Service Agreement • June 9th, 2015 • Financial Investors Trust
This Amendment dated as of _______________, 2015 (this “Amendment”) is to the Transfer Agency and Service Agreement dated March 16, 2012, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
Amendment to Fund Accounting and Administration AgreementFund Accounting and Administration Agreement • June 9th, 2015 • Financial Investors Trust
This Amendment dated as of ____________, 2015 (this “Amendment”) is to the Fund Accounting and Administration Agreement dated March 16, 2012, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
Amendment to Distribution AgreementDistribution Agreement • June 9th, 2015 • Financial Investors Trust
This Amendment dated as of ______________, 2015 (this “Amendment”) is to the Distribution Agreement dated March 16, 2012, as amended (the “Agreement”), by and between Financial Investors Trust (the “Trust”), an open-end, management investment company organized as a Delaware statutory trust, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, on behalf of the Funds, and ALPS Distributors, Inc. (the “Distributor”), a Colorado corporation and a registered broker-dealer under the Securities Exchange Act of 1934, as amended. Any items not herein defined shall have the meaning ascribed to them in the Agreement.
EMERALD LETTERHEAD]Management Fee Limitation Agreement • June 9th, 2015 • Financial Investors Trust
Amendment to Investment Advisory AgreementInvestment Advisory Agreement • June 9th, 2015 • Financial Investors Trust
This Amendment dated as of ___________, 2015 (this “Amendment”) is to the Investment Advisory Agreement dated as of March 16, 2012, as amended (the “Agreement”), by and between Financial Investors Trust (the “Trust”), a Delaware statutory trust, and Emerald Mutual Funds Advisers Trust (the “Adviser”), a Delaware statutory trust and investment adviser registered under the Investment Advisers Act of 1940. Any items not herein defined shall have the meaning ascribed to them in the Agreement.
