FINANCIAL INVESTORS TRUST INVESTMENT ADVISORY AGREEMENT ALPS/METIS GLOBAL MICRO CAP FUNDInvestment Advisory Agreement • July 10th, 2015 • Financial Investors Trust • Colorado
This Investment Advisory Agreement (the “Agreement”) is made and entered into as of this 8th day of July, 2015, by and between ALPS Advisors, Inc., a Colorado corporation (the “Adviser”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”), regarding the Fund(s) listed in Appendix A (the “Fund” or the “Funds”)).
FINANCIAL INVESTORS TRUST SUB-ADVISORY AGREEMENT ALPS/METIS GLOBAL MICRO CAP FUNDSub-Advisory Agreement • July 10th, 2015 • Financial Investors Trust • Colorado
AGREEMENT, dated as of July 8, 2015 by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each, a “Fund” and collectively, the “Funds”), and Metis Global Partners, LLC, a Delaware limited liability company (the “Sub-Adviser”), having its principal place of business at 11988 El Camino Real, San Diego, California 92130.
Amendment to Transfer Agency and Service AgreementTransfer Agency and Service Agreement • July 10th, 2015 • Financial Investors Trust
This Amendment dated as of July 10, 2015 (this “Amendment”) is to the Transfer Agency and Service Agreement dated October 1, 2007, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
Amendment to Distribution AgreementDistribution Agreement • July 10th, 2015 • Financial Investors Trust
This Amendment dated as of July 10, 2015 (this “Amendment”) is to the Distribution Agreement dated April 30, 2013, as amended (the “Agreement”), by and between Financial Investors Trust (the “Trust”), an open-end, management investment company organized as a Delaware statutory trust, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, on behalf of the Funds, and ALPS Portfolio Solutions Distributor, Inc. (the “Distributor”), a Colorado corporation and a registered broker-dealer under the Securities Exchange Act of 1934, as amended. Any items not herein defined shall have the meaning ascribed to them in the Agreement.
ALPS ADVISORS, INC.Management Fee Waiver Agreement • July 10th, 2015 • Financial Investors Trust
This letter confirms ALPS Advisors, Inc.’s (“ALPS Advisors”) and Metis Global Partners, LLC (the “Sub-Adviser”) agreement with the Trust to contractually limit the total amount of the “Management Fee” and “Other Expenses” that they are entitled to receive from the Fund.
Amendment to Fund Accounting and Administration AgreementFund Accounting and Administration Agreement • July 10th, 2015 • Financial Investors Trust
This Amendment dated as of July 10, 2015 (this “Amendment”) is to the Fund Accounting and Administration Agreement dated October 1, 2007, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
