ALPS SERIES TRUST CLARKSTON PARTNERS FUND CLARKSTON FUND DISTRIBUTION AGREEMENTDistribution Agreement • September 8th, 2015 • ALPS Series Trust • Colorado
THIS AGREEMENT is made as of September 8, 2015, between ALPS Series Trust (the “Trust”), a Delaware statutory trust, and ALPS Distributors, Inc. (“ALPS”), a Colorado corporation.
ALPS SERIES TRUST CLARKSTON PARTNERS FUND CLARKSTON FUND CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTCompliance Officer Services Agreement • September 8th, 2015 • ALPS Series Trust • Colorado
This Chief Compliance Officer Services Agreement (this “Agreement”) is effective as of September 8, 2015 (the “Effective Date”) by and between ALPS Series Trust (the “Trust”), a Delaware statutory trust, on behalf of the series listed in Exhibit A hereto (each, a “Fund” and collectively, the “Funds”), as such exhibit may be modified from time to time by written agreement of the parties hereto, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
ALPS SERIES TRUST CLARKSTON PARTNERS FUND CLARKSTON FUND TRANSFER AGENCY AND SERVICES AGREEMENTAlps Series Trust • September 8th, 2015 • ALPS Series Trust • Colorado
THIS AGREEMENT is made as of September 8, 2015, between ALPS Series Trust (the “Trust”), a Delaware statutory trust under the laws of the state of Delaware, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
ALPS SERIES TRUST CLARKSTON PARTNERS FUND CLARKSTON FUND ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTPricing Services Agreement • September 8th, 2015 • ALPS Series Trust • Colorado
THIS AGREEMENT is made as of September 8, 2015, between ALPS Series Trust, organized as a Delaware statutory trust (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
ALPS SERIES TRUST CLARKSTON PARTNERS FUND CLARKSTON FUND INVESTMENT ADVISORY AGREEMENTAlps Series Trust • September 8th, 2015 • ALPS Series Trust • Colorado
SHARE PURCHASE AGREEMENT ALPS SERIES TRUST On behalf of its series, Clarkston Partners Fund and Clarkston Fund (the “Funds”)Share Purchase Agreement • September 8th, 2015 • ALPS Series Trust
This Agreement is made effective as of the 8th day of September, 2015 between ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation, and ALPS Series Trust, a Delaware statutory trust (the “Trust”), on behalf of the Funds.
CLARKSTON CAPITAL PARTNERS, LLCALPS Series Trust • September 8th, 2015
This letter confirms the agreement of Clarkston Capital Partners, LLC (the “Adviser”) with the Trust to contractually limit the total amount of the “Management Fees” and “Other Expenses” that it is entitled to receive from the Funds.
Amendment to Global Custody Agreement (For Foreign and Domestic Securities)Global Custody Agreement • September 8th, 2015 • ALPS Series Trust
This Amendment is dated September 8, 2015 (“Effective Date”) to the Global Custody Agreement (For Foreign and Domestic Securities), dated November 29, 2012 (the “Agreement”), as amended, and is entered into by and between ALPS Series Trust, a Delaware statutory trust (the “Trust”), and MUFG Union Bank, National Association (f/k/a Union Bank, N.A.) (the “Custodian”).
