0001398344-15-006418 Sample Contracts

Master Custodian Agreement
Master Custodian Agreement • September 23rd, 2015 • Clough Funds Trust • Massachusetts

This Agreement is made as of August 31, 2015 (this “Agreement”), between each management investment company identified on Appendix A and each management investment company which becomes a party to this Agreement in accordance with the terms hereof (in each case, a “Fund”), including, if applicable, each series of the Fund identified on Appendix A and each series which becomes a party to this Agreement in accordance with the terms hereof, and State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”). This Agreement shall be effective with respect to each series of a Fund as of the effective date identified on Appendix A.

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DISTRIBUTION AGREEMENT
Distribution Agreement • September 23rd, 2015 • Clough Funds Trust • Colorado

THIS AGREEMENT is made as of __________, 2015, between Clough Funds Trust, a Delaware statutory trust (the “Fund”), and ALPS Portfolio Solutions Distributor, Inc., a Colorado corporation (“ALPS”).

CHIEF COMPLIANCE OFFICER SERVICES AGREEMENT
Chief Compliance Officer Services Agreement • September 23rd, 2015 • Clough Funds Trust • Colorado

This Chief Compliance Officer Services Agreement (this “Agreement”) is effective as of _______________, 2015 (the “Effective Date”) by and between Clough Funds Trust (the “Trust”), a Delaware statutory trust, and each Fund offered by the Trust (each a “Fund”), and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.

TRANSFER AGENCY AND SERVICES AGREEMENT
Transfer Agency and Services Agreement • September 23rd, 2015 • Clough Funds Trust • Colorado

THIS AGREEMENT is made as of _________________________, 2015, between Clough Funds Trust (the “Trust”), organized as a statutory trust under the laws of the State of Delaware, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.

NETWORKING Agreement
Networking Agreement • September 23rd, 2015 • Clough Funds Trust • Colorado

AGREEMENT entered into this _____ day of _____________, 201_, by and between ALPS Portfolio Solutions Distributor, Inc., with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (“ALPS” or “Fund Agent”), and with its principal place of business in (“Firm”).

Fund/SERV Agreement
Fund/Serv Agreement • September 23rd, 2015 • Clough Funds Trust • Colorado

AGREEMENT entered into this _____ day of _____________, 201_, by and between ALPS Portfolio Solutions Distributor, Inc., with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (“ALPS”), and with its principal place of business in (“Trust Entity”).

MANAGEMENT AGREEMENT
Management Agreement • September 23rd, 2015 • Clough Funds Trust • Delaware

This MANAGEMENT AGREEMENT (“Agreement”) is made as of this __ day of ____________, 2015, by and between Clough Funds Trust (the “Trust”), a Delaware statutory trust, and Clough Capital Partners L.P., a Delaware corporation (the “Manager”).

ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENT
Pricing Services Agreement • September 23rd, 2015 • Clough Funds Trust • Colorado

THIS AGREEMENT is made as of __________, 2015, between Clough Trusts Trust, organized as a statutory trust under the laws of the State of Delaware (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).

SHAREHOLDER SERVICING AGREEMENT
Shareholder Servicing Agreement • September 23rd, 2015 • Clough Funds Trust • Colorado

THIS SHAREHOLDER SERVICING AGREEMENT (“Agreement”) made and entered into between ALPS Portfolio Solutions Distributor, Inc. (“APSD”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and _________________________________________, a _______________________________ company having its principal place of business at______________________________, _________________, _______________(hereinafter “Servicer”).

CLOUGH CAPITAL PARTNERS L.P.
Clough Funds Trust • September 23rd, 2015
SHARE PURCHASE AGREEMENT CLOUGH FUNDS TRUST On behalf of its series, Clough Global Long/Short Fund (the “Fund”)
Share Purchase Agreement • September 23rd, 2015 • Clough Funds Trust

This Agreement is made effective as of the __ day of September 2015 between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and Clough Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of the Fund.

BROKER DEALER SELLING AGREEMENT
Broker Dealer • September 23rd, 2015 • Clough Funds Trust • Colorado

THIS BROKER DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Portfolio Solutions Distributor, Inc. (“APSD”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and _________, a _________ company having its principal place of business at ___________________ (hereinafter “Broker/Dealer”).

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