MASTER CUSTODIAN AGREEMENTMaster Custodian Agreement • February 26th, 2016 • Clough Funds Trust • Massachusetts
This Agreement is made as of August 31, 2015 (this “Agreement”), between each management investment company identified on Appendix A and each management investment company which becomes a party to this Agreement in accordance with the terms hereof (in each case, a “Fund”), including, if applicable, each series of the Fund identified on Appendix A and each series which becomes a party to this Agreement in accordance with the terms hereof, and STATE STREET BANK AND TRUST COMPANY , a Massachusetts trust company (the “Custodian”). This Agreement shall be effective with respect to each series of a Fund as of the effective date identified on Appendix A.
CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTChief Compliance Officer Services Agreement • February 26th, 2016 • Clough Funds Trust • Colorado
This Chief Compliance Officer Services Agreement (this “Agreement”) is effective as of September 30, 2015 (the “Effective Date”) by and between Clough Funds Trust (the “Trust”), a Delaware statutory trust, and each Fund offered by the Trust (each a “Fund”), and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • February 26th, 2016 • Clough Funds Trust • Colorado
THIS AGREEMENT is made as of September 30, 2015, between Clough Funds Trust (the “Trust”), organized as a statutory trust under the laws of the State of Delaware, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
MANAGEMENT AGREEMENTManagement Agreement • February 26th, 2016 • Clough Funds Trust • Delaware
This MANAGEMENT AGREEMENT (“Agreement”) is made as of this 30th day of September, 2015, by and between Clough Funds Trust (the “Trust”), a Delaware statutory trust, and Clough Capital Partners, L.P., a Delaware corporation (the “Manager”).
ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • February 26th, 2016 • Clough Funds Trust • Colorado
THIS AGREEMENT is made as of September 30, 2015, between Clough Funds Trust, organized as a statutory trust under the laws of the State of Delaware (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
CLOUGH CAPITAL PARTNERS L.P.Expense Limitation Agreement • February 26th, 2016 • Clough Funds Trust
DISTRIBUTION AGREEMENTDistribution Agreement • February 26th, 2016 • Clough Funds Trust • Colorado
THIS AGREEMENT is made as of September 30, 2015, between Clough Funds Trust, a Delaware statutory trust (the “Fund”), and ALPS Portfolio Solutions Distributor, Inc., a Colorado corporation (“APSD”).
