INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST II AND VIVALDI ASSET MANAGEMENT, LLCInvestment Advisory Agreement • August 12th, 2016 • Investment Managers Series Trust II • Delaware
THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of October 1, 2015, is entered into by and between Investment Managers Series Trust II, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and Vivaldi Asset Management, LLC, a Limited Liability Company (the “Advisor”).
FORM OF SUB-ADVISORY AGREEMENT BETWEEN VIVALDI ASSET MANAGEMENT, LLC AND CRESCAT PORTFOLIO MANAGEMENT, LLCSub-Advisory Agreement • August 12th, 2016 • Investment Managers Series Trust II • Delaware
THIS SUB-ADVISORY AGREEMENT (the “Agreement”), dated as of _______________, 20__, is entered into by and between Vivaldi Asset Management, LLC, a Delaware limited liability company with its principal office and place of business at 225 W. Wacker, Suite 2100, Chicago, IL 60606 (the “Advisor”) and Crescat Portfolio Management, LLC, a Colorado limited liability company with its principal office and place of business at 1560 Broadway, Suite 2270, Denver, CO 80202 (the “Sub-advisor”).
INVESTMENT MANAGERS SERIES TRUST II FORM OF OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • August 12th, 2016 • Investment Managers Series Trust II • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is dated as of ______________, 2016, by and between INVESTMENT MANAGERS SERIES TRUST II, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and the investment advisor of the Funds, Vivaldi Asset Management, LLC (the “Advisor”).
Investment Managers Series Trust II 235 West Galena Street Milwaukee, Wisconsin 53212Investment Managers Series Trust II • August 12th, 2016
This opinion is furnished to you pursuant to paragraph 8.5 of the Agreement and Plan of Reorganization (the “Agreement”), dated as of [ ], 2016, among Investment Managers Series Trust II, a Delaware statutory trust (the “Acquiring Trust”), on behalf of its Vivaldi Orinda Multi-Strategy Fund series (the “Acquiring Fund”), and Advisors Series Trust, a Delaware statutory trust (the “Acquired Trust”), on behalf of its Vivaldi Orinda Macro Opportunities Fund series (the “Acquired Fund”). All capitalized terms not otherwise defined herein have the meanings ascribed to them in the Agreement. The Agreement contemplates (1) the transfer of the Acquired Assets by the Acquired Fund to the Acquiring Fund in exchange for (a) the issuance by the Acquiring Fund to the Acquired Fund of the number of full and fractional Acquiring Fund Shares of each class corresponding to a class of Acquired Fund Shares determined by dividing the NAV of the Acquired Fund attributable to that class of Acquired Fund Shar
FORM OF AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • August 12th, 2016 • Investment Managers Series Trust II • Delaware
This [ ] amendment (the “Amendment”) to the Distribution Agreement dated as of December 12, 2013 (the “Agreement”), by and between Investment Managers Series Trust II (the “Trust”), and IMST Distributors, LLC (“Foreside”), is entered into as of _________________, 2016, and is effective as of the date set forth for each Fund listed in Exhibit A.
