ADMINISTRATION AGREEMENT AGREEMENT made this day of February, 1997 by and between ADVISORS SERIES TRUST, a Delaware business trust (the "Trust"), and INVESTMENT COMPANY ADMINISTRATION CORPORATION, a Delaware Corporation (the "Administrator"). W I T N...Administration Agreement • January 29th, 1997 • Advisors Series Trust
DISTRIBUTION AGREEMENT THIS AGREEMENT is made and entered into as of this 14th day of March, 2002, by and among Advisors Series Trust, a Delaware business trust (the "Trust") for and on behalf of The Al Frank Fund, a separately managed series of the...Distribution Agreement • April 19th, 2002 • Advisors Series Trust • Minnesota
ARTICLE I DEFINITIONSCustody Agreement • March 26th, 2003 • Advisors Series Trust • Ohio
AGREEMENT AND DECLARATION OF TRUSTAgreement and Declaration • December 6th, 1996 • Advisors Series Trust • Delaware
SHAREHOLDER SERVICING AGREEMENT AGREEMENT, made as of this day of ___, 2003 by and between the Provident Investment Counsel (the "Management Company") and the Advisors Series Trust (the "Trust") on behalf of the Funds listed on Schedule A hereto, as...Shareholder Servicing Agreement • November 12th, 2003 • Advisors Series Trust • California
ADVISORS SERIES TRUST INVESTMENT ADVISORY AGREEMENT McCarthy Fund THIS INVESTMENT ADVISORY AGREEMENT is made as of the 7th day of June, 2002, by and between Advisors Series Trust, a Delaware business trust (hereinafter called the "Trust"), on behalf...Investment Advisory Agreement • October 28th, 2003 • Advisors Series Trust • California
DISTRIBUTION AGREEMENTDistribution Agreement • February 27th, 2017 • Advisors Series Trust • Wisconsin
THIS AGREEMENT is made and entered into as of December 21, 2016, by and between ADVISORS SERIES TRUST, a Delaware statutory trust (the “Trust”) on behalf of its series, and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”). FIRST STATE INVESTMENTS (US) LLC, a Delaware limited liability company and the investment advisor to the Trust the (“Advisor”) is a party hereto with respect to Sections 3 F. and 6 only.
Quasar Distributors, LLC SALES AGREEMENT From: To: Quasar Distributors, LLC Ladies and Gentlemen: We desire to enter into an agreement with you for the sale and distribution of the shares of each open-end investment company (or class or series thereof...Sales Agreement • July 24th, 2002 • Advisors Series Trust • Wisconsin
CUSTODY AGREEMENTCustody Agreement • June 28th, 2006 • Advisors Series Trust • Ohio
THIS AGREEMENT is made and entered into as of this 6th day of June, 2006, by and between ADVISORS SERIES TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Cincinnati, Ohio (the “Custodian”).
FORM OF SPECIAL CUSTODY ACCOUNT AGREEMENT - Short Sales AGREEMENT, dated as of _________, 200__ by and among ________________, in its capacity as custodian hereunder (the "Bank"), _________________________ (the "Customer") and ________________________...Agreement • April 22nd, 2003 • Advisors Series Trust
ADVISORS SERIES TRUST INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • November 22nd, 2017 • Advisors Series Trust • Delaware
THIS INVESTMENT ADVISORY AGREEMENT is made as of the 1st day of August, 2017, by and between Advisors Series Trust, a Delaware business trust (hereinafter called the “Trust”), on behalf of the series of the Trust indicated on Schedule A, which may be amended from time to time, (each a “Fund”, and together the “Funds”) and O’Shaughnessy Asset Management, LLC, a Delaware limited liability company (hereinafter called the “Advisor”).
ADVISORS SERIES TRUST INVESTMENT ADVISORY AGREEMENT with Logan Capital Management, Inc.Investment Advisory Agreement • July 25th, 2022 • Advisors Series Trust • Delaware
This INVESTMENT ADVISORY AGREEMENT is made as of the 8th day of August, 2022, by and between Advisors Series Trust, a Delaware statutory trust (hereinafter called the “Trust”), on behalf of the series of the Trust indicated on Schedule A, which may be amended from time to time, (each a “Fund”, and together the “Funds”) and Logan Capital Management, Inc., a Pennsylvania corporation (hereinafter called the “Adviser”).
Form of THIRD AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST II AND AXS Investments LLCInvestment Advisory Agreement • October 30th, 2020 • Investment Managers Series Trust II • Delaware
THIS THIRD AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of ___________, to the Investment Advisor Agreement dated October 18, 2019, as amended May 1, 2020 (the “Prior Agreement”), is entered into by and between Investment Managers Series Trust II, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and AXS Investments LLC, a limited liability company (the “Advisor”).
FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • June 28th, 2006 • Advisors Series Trust • Wisconsin
THIS AGREEMENT is made and entered into as of this 8th day of June, 2006, by and between ADVISORS SERIES TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
ADVISORS SERIES TRUST INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • October 27th, 2022 • Advisors Series Trust • Delaware
This INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made as of September 22, 2022 by and between ADVISORS SERIES TRUST (the “Trust”), a Delaware statutory trust, and DISTRIBUTION COGNIZANT, LLC, a Delaware limited liability company (the “Adviser”).
DISTRIBUTION AGREEMENTDistribution Agreement • July 19th, 2018 • Advisors Series Trust • Delaware
THIS AGREEMENT is made and entered into as of April 30, 2018, by and between Advisors Series Trust, a Delaware statutory trust (the "Client") and Compass Distributors, LLC, a Delaware limited liability company (the "Distributor").
ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • December 23rd, 2021 • Advisors Series Trust • Delaware
This Distribution Agreement (the “Agreement”) is made this __ day of _________ 2021, by and between Advisors Series Trust, a Delaware statutory trust (the “Trust”) having its principal place of business at 615 East Michigan Street, Milwaukee, Wisconsin 53202, and Quasar Distributors, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at 111 E. Kilbourn Avenue, Suite 2200, Milwaukee, Wisconsin 53202.
Master Custodian AgreementMaster Custodian Agreement • April 1st, 2016 • Value Line Funds Investment Trust • Massachusetts
This Agreement is made as of ____________, 20__ (this “Agreement”), between each management investment company identified on Appendix A and each management investment company which becomes a party to this Agreement in accordance with the terms hereof (in each case, a “Fund”), including, if applicable, each series of the Fund identified on Appendix A and each series which becomes a party to this Agreement in accordance with the terms hereof, and State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”).
BetweenCustody Agreement • June 2nd, 2000 • Advisors Series Trust
ADVISORS SERIES TRUST INVESTMENT SUB-ADVISORY AGREEMENT with Penserra Capital Management LLCSub-Advisory Agreement • October 27th, 2022 • Advisors Series Trust • Delaware
This INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of September 22, 2022 by and between DISTRIBUTION COGNIZANT, LLC, a Delaware limited liability company (the “Adviser”), ADVISORS SERIES TRUST (the “Trust”), and PENSERRA CAPITAL MANAGEMENT LLC, a New York limited liability company with its principal place of business located at 4 Orinda Way, Suite 100-A Orinda, CA 94563 (the “Sub-Adviser”).
SUB-ADVISORY AGREEMENT BETWEEN AXS Investments LLC AND Kellner Management, L.PSub-Advisory Agreement • October 30th, 2020 • Investment Managers Series Trust II • Delaware
THIS SUB-ADVISORY AGREEMENT (the “Agreement”), dated as of _______________, 20__, is entered into by and between AXS Investments LLC, a Delaware limited liability company with its principal office and place of business at 181 Westchester Avenue, Port Chester, New York 10573 (the “Advisor”) and Kellner Management, L.P., a ____ [limited partnership] with its principal office and place of business at ___________ (the “Sub-advisor”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • September 16th, 2021 • Advisors Series Trust • Delaware
This AGREEMENT is made as of the 15th day of September 2021, by and among First Sentier Investors (Singapore) IM Ltd., a Singaporean corporation located at 79 Robinson Road, #17-01, Singapore 068897 (the “Sub-Adviser”), First Sentier Investors (US) LLC, a Delaware limited liability company located at 10 East 53rd Street, Floor 21, New York, New York, 10022 (the “Manager”), and Advisors Series Trust, a Delaware statutory trust with its principal office located at 615 East Michigan Street, Milwaukee, WI 53202 (hereinafter called the “Trust”), on behalf of the series of the Trust indicated on Schedule A.
ADVISORS SERIES TRUST INTERIM INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • August 28th, 2003 • Advisors Series Trust • Arizona
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • June 28th, 2006 • Advisors Series Trust • Wisconsin
THIS AGREEMENT is made and entered into this 8th day of June, 2006, by and between ADVISORS SERIES TRUST, a Delaware statutory trust (the "Trust") and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("USBFS").
TERMSFund Accounting Service Agreement • January 29th, 1997 • Advisors Series Trust • New York
ADVISORS SERIES TRUST OPERATING EXPENSES LIMITATION AGREEMENT THIS OPERATING EXPENSES LIMITATION AGREEMENT (the "Agreement") is effective as of the __ day of _________, 2003, by and between Advisors Series Trust, a Delaware statutory trust (the...Operating Expenses Limitation Agreement • November 13th, 2003 • Advisors Series Trust • California
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • June 28th, 2006 • Advisors Series Trust • Wisconsin
THIS AGREEMENT is made and entered into this 8th day of June, 2006, by and between ADVISORS SERIES TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
SUB-INVESTMENT ADVISORY AGREEMENT AGREEMENT made as of the 16th day of September, 2002, by and between Stancell and Associates, a California corporation located at 1215 K Street, 17th Floor, Sacramento, CA 95814 (the "Advisor"), and SSgA Funds...Sub-Investment Advisory Agreement • October 4th, 2002 • Advisors Series Trust • Massachusetts
ADVISORS SERIES TRUST FUND SERVICING AGREEMENTFund Servicing Agreement • December 23rd, 2021 • Advisors Series Trust • Wisconsin
THIS FUND SERVICING AGREEMENT (the “Agreement”) is made and entered into as of the 22nd day of December 2021, by and between ADVISORS SERIES TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
DISTRIBUTION AGREEMENTDistribution Agreement • November 29th, 2005 • Advisors Series Trust • Wisconsin
THIS AGREEMENT is made and entered into as of this 1st day of October, 2001, by and between Advisors Series Trust, a Delaware business trust (“Trust”), and Quasar Distributors, LLC, a Delaware limited liability company (“Distributor”).
ADVISORS SERIES TRUST INVESTMENT ADVISORY AGREEMENT First Associated Investment Advisors, Inc. THIS INVESTMENT ADVISORY AGREEMENT is made as of the Eleventh day of March. 2002, by and between Advisors Series Trust, a Delaware business trust...Investment Advisory Agreement • July 28th, 2003 • Advisors Series Trust • Delaware
Advisors Series Trust Milwaukee, Wisconsin 53202 Investment Managers Series Trust II Milwaukee, Wisconsin 53212 Ladies and Gentlemen:Investment Managers Series Trust II • October 30th, 2020
This opinion is furnished to you pursuant to paragraph 8.5 of the Agreement and Plan of Reorganization (the “Agreement”), dated as of [ ], 2020, by and among Advisors Series Trust (the “AST Trust”), a Delaware statutory trust, on behalf of its series Kellner Merger Fund (the “Acquired Fund”), and Investment Managers Series Trust II (the “IMST Trust”), a Delaware statutory trust, on behalf of its series AXS Merger Fund (the “Acquiring Fund”). All capitalized terms not otherwise defined herein have the meanings ascribed to them in the Agreement.
ADVISORS SERIES TRUST INVESTMENT ADVISORY AGREEMENT HUBER CAPITAL EQUITY INCOME FUND HUBER CAPITAL SMALL CAP VALUE FUNDInvestment Advisory Agreement • February 25th, 2016 • Advisors Series Trust • California
THIS INVESTMENT ADVISORY AGREEMENT is made as of the 21st day of June, 2007, by and between Advisors Series Trust, a Delaware statutory trust (hereinafter called the “Trust”), on behalf of the following series of the Trust, Huber Capital Equity Income Fund and Huber Capital Small Cap Value Fund (each a “Fund” and together the “Funds”) and Huber Capital Management, ILC, a Delaware limited liability company (hereinafter called the “Adviser”).
ADVISORS SERIES TRUST INVESTMENT ADVISORY AGREEMENT High Pointe Small Cap Equity Fund High Pointe Select Value FundInvestment Advisory Agreement • October 23rd, 2007 • Advisors Series Trust • California
THIS INVESTMENT ADVISORY AGREEMENT is made as of the 22nd day of December, 2004, by and between Advisors Series Trust, a Delaware statutory trust (hereinafter called the "Trust"), on behalf of the following series of the Trust, High Pointe Small Cap Equity Fund and High Pointe Select Value Fund (the "Funds") and High Pointe Capital Management. LLC, an Illinois limited liability company (hereinafter called the "Advisor").
INVESTMENT MANAGERS SERIES TRUST II FORM OF OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • August 12th, 2016 • Investment Managers Series Trust II • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is dated as of ______________, 2016, by and between INVESTMENT MANAGERS SERIES TRUST II, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and the investment advisor of the Funds, Vivaldi Asset Management, LLC (the “Advisor”).
