0001398344-17-012474 Sample Contracts

CUSTODY AGREEMENT
Custody Agreement • September 29th, 2017 • ALPS Series Trust • Minnesota

THIS AGREEMENT is made and entered into as of this 26 day of September, 2017, by and between ALPS SERIES TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).

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ALPS SERIES TRUST BEACON ACCELERATED RETURN STRATEGY FUND BEACON PLANNED RETURN STRATEGY FUND CHIEF COMPLIANCE OFFICER SERVICES AGREEMENT
Chief Compliance Officer Services Agreement • September 29th, 2017 • ALPS Series Trust • Colorado

This Chief Compliance Officer Services Agreement (this “Agreement”) is effective as of October 2, 2017 (the “Effective Date”) by and between ALPS Series Trust (the “Trust”), a Delaware statutory trust, on behalf of the series listed in Exhibit A hereto (each, a “Fund” and collectively, the “Funds”), as such exhibit may be modified from time to time by written agreement of the parties hereto, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.

ALPS SERIES TRUST DISTRIBUTION AGREEMENT
Distribution Agreement • September 29th, 2017 • ALPS Series Trust • Colorado

THIS AGREEMENT is made as of October 2, 2017, between ALPS Series Trust (the “Trust”), a Delaware statutory trust, and ALPS Distributors, Inc. (“ALPS”), a Colorado corporation.

ALPS SERIES TRUST BEACON ACCELERATED RETURN STRATEGY FUND BEACON PLANNED RETURN STRATEGY FUND TRANSFER AGENCY AND SERVICES AGREEMENT
Transfer Agency and Services Agreement • September 29th, 2017 • ALPS Series Trust • Colorado

THIS AGREEMENT is made as of October 2, 2017, between ALPS Series Trust (the “Trust”), a Delaware statutory trust under the laws of the state of Delaware, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.

ALPS SERIES TRUST BEACON ACCELERATED RETURN STRATEGY FUND BEACON PLANNED RETURN STRATEGY FUND INVESTMENT ADVISORY AGREEMENT
Investment Advisory Agreement • September 29th, 2017 • ALPS Series Trust • Colorado

This Agreement is made and entered into effective as of October 2, 2017, by and between the ALPS Series Trust (the “Trust”), a Delaware statutory trust, on behalf of the Beacon Accelerated Return Strategy Fund and the Beacon Planned Return Strategy Fund, series of shares of the Trust (collectively, the “Funds” and individually, a “Fund”), and Beacon Investment Advisory Services, Inc., a Delaware corporation (the “Adviser”).

SPECIAL CUSTODY ACCOUNT AGREEMENT
Special Custody Account Agreement • September 29th, 2017 • ALPS Series Trust • New York

THIS AGREEMENT, dated as of September 27, 2017 is by and among U.S. Bank, N.A., in its capacity as custodian hereunder ("Custodian"), ALPS Series Trust – Beacon Accelerated Return Strategy Fund (“Customer”), Beacon Investment Advisory Services, Inc., as investment advisor to Customer ("IA"), and Jefferies LLC ("Broker").

BEACON INVESTMENT ADVISORY SERVICES, INC.
Management Fee Agreement • September 29th, 2017 • ALPS Series Trust

This letter confirms the agreement of Beacon Investment Advisory Services, Inc. (the “Adviser”) with the Trust to contractually limit the total amount of the “Management Fees” that it is entitled to receive from a Fund and to reimburse “Other Expenses” to the extent required.

ALPS SERIES TRUST BEACON ACCELERATED RETURN STRATEGY FUND BEACON PLANNED RETURN STRATEGY FUND ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENT
Administration, Bookkeeping and Pricing Services Agreement • September 29th, 2017 • ALPS Series Trust • Colorado

THIS AGREEMENT is made as of October 2, 2017, between ALPS Series Trust, organized as a Delaware statutory trust (the "Trust"), and ALPS Fund Services, Inc., a Colorado corporation ("ALPS").

SHARE PURCHASE AGREEMENT ALPS SERIES TRUST On behalf of its series, Beacon Accelerated Return Strategy Fund and Beacon Planned Return Strategy Fund (the “Funds”)
Share Purchase Agreement • September 29th, 2017 • ALPS Series Trust

This Agreement is made effective as of the 2nd day of October, 2017 between ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation, and ALPS Series Trust, a Delaware statutory trust (the “Trust”), on behalf of the Funds.

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