COMPLIANCE CONSULTING AGREEMENTCompliance Consulting Agreement • October 27th, 2017 • 504 Fund • Virginia
Contract Type FiledOctober 27th, 2017 Company JurisdictionTHIS AGREEMENT (the "Agreement") is entered into to be effective as of the 8th day of May, 2017, by and among Oyster Consulting, LLC® (“Oyster”), a Virginia limited liability corporation, which term, as used herein shall include, as appropriate, relevant Oyster personnel, including but not limited to Dean Pelos (“Mr. Pelos”), or any consultant provided by Oyster to The 504 Fund (“504 Fund”).
FIRST AMENDMENT TO THE 504 FUND OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • October 27th, 2017 • 504 Fund
Contract Type FiledOctober 27th, 2017 CompanyThis FIRST AMENDMENT to The 504 Fund Operating Expenses Limitation Agreement effective as of March 1, 2015 (the “Agreement”) is entered into by and between The 504 Fund, a Delaware statutory trust (the “Fund”), and 504 Fund Advisors, LLC (the “Adviser”), an Illinois limited liability company, effective as of August 22, 2017.