Master Custodian AgreementMaster Custodian Agreement • May 24th, 2018 • ALPS Series Trust • Massachusetts
This Agreement is made as of [ ], 2018 (this “Agreement”), between each management investment company identified on Appendix A and each management investment company which becomes a party to this Agreement in accordance with the terms hereof (in each case, a “Fund”), including, if applicable, each series of the Fund identified on Appendix A and each series which becomes a party to this Agreement in accordance with the terms hereof, and State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”).
ALPS SERIES TRUST SEVEN CANYONS STRATEGIC INCOME FUND SEVEN CANYONS WORLD INNOVATORS FUND CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTChief Compliance Officer Services Agreement • May 24th, 2018 • ALPS Series Trust • Colorado
This Chief Compliance Officer Services Agreement (this “Agreement”) is effective as of [May __, 2018] (the “Effective Date”) by and between ALPS Series Trust (the “Trust”), a Delaware statutory trust, on behalf of the series listed in Exhibit A hereto (each, a “Fund” and collectively, the “Funds”), as such exhibit may be modified from time to time by written agreement of the parties hereto, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
DISTRIBUTION AGREEMENTDistribution Agreement • May 24th, 2018 • ALPS Series Trust • Colorado
THIS AGREEMENT is made as of April 16, 2018, between ALPS Series Trust, a Delaware statutory trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • May 24th, 2018 • ALPS Series Trust • Colorado
THIS AGREEMENT is made as of [May __, 2018], between ALPS Series Trust (the “Trust”), a Delaware statutory trust under the laws of the state of Delaware, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
ALPS SERIES TRUST SEVEN CANYONS STRATEGIC INCOME FUND SEVEN CANYONS WORLD INNOVATORS FUND INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • May 24th, 2018 • ALPS Series Trust • Colorado
This Agreement is made and entered into effective as of ______________ ___, 2018, by and between the ALPS Series Trust (the “Trust”), a Delaware statutory trust, on behalf of the Seven Canyons Strategic Income Fund (the “Strategic Income Fund”) and the Seven Canyons World Innovators Fund (the “World Innovators Fund”), each a series of shares of the Trust (collectively, the “Funds” and individually, a “Fund”), and Seven Canyons Advisors, LLC, a Delaware corporation (the “Adviser”).
PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • May 24th, 2018 • ALPS Series Trust • Colorado
THIS AGREEMENT is made as of ___________, 2018, between ALPS Series Trust, organized as a Delaware statutory trust (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
SEVEN CANYONS ADVISORS, LLCManagement Fee Agreement • May 24th, 2018 • ALPS Series Trust
This letter confirms the agreement of Seven Canyons Advisors, LLC (the “Adviser”) with the Trust to contractually limit the total amount of the “Management Fees” that it is entitled to receive from a Fund and to reimburse “Other Expenses” to the extent required.
Amendment No. 1 to Distribution AgreementDistribution Agreement • May 24th, 2018 • ALPS Series Trust
This Amendment No. 1 to the Distribution Agreement (this “Amendment”) between ALPS Series Trust, a Delaware statutory trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (the “Distributor”), is effective as of May 4, 2018.
FORM OF SHARE PURCHASE AGREEMENT ALPS SERIES TRUST On behalf of its series, Seven Canyons Strategic Income Fund and Seven Canyons World Innovators Fund (the “Funds”)Share Purchase Agreement • May 24th, 2018 • ALPS Series Trust
This Agreement is made effective as of the _______ day of March, 2018 between ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation, and ALPS Series Trust, a Delaware statutory trust (the “Trust”), on behalf of the Funds.
