Master Custodian AgreementMaster Custodian Agreement • September 11th, 2018 • ALPS Series Trust • Massachusetts
This Agreement is made as of September 7, 2018 (this “Agreement”) and effective September 10, 2018, between each management investment company identified on Appendix A and each management investment company which becomes a party to this Agreement in accordance with the terms hereof (in each case, a “Fund”), including, if applicable, each series of the Fund identified on Appendix A and each series which becomes a party to this Agreement in accordance with the terms hereof, and State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”).
ALPS SERIES TRUST SEVEN CANYONS STRATEGIC INCOME FUND SEVEN CANYONS WORLD INNOVATORS FUND CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTChief Compliance Officer Services Agreement • September 11th, 2018 • ALPS Series Trust • Colorado
This Chief Compliance Officer Services Agreement (this “Agreement”) is effective as of September 10, 2018 (the “Effective Date”) by and between ALPS Series Trust (the “Trust”), a Delaware statutory trust, on behalf of the series listed in Exhibit A hereto (each, a “Fund” and collectively, the “Funds”), as such exhibit may be modified from time to time by written agreement of the parties hereto, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • September 11th, 2018 • ALPS Series Trust • Colorado
THIS AGREEMENT is made as of September 10, 2018, between ALPS Series Trust (the “Trust”), a Delaware statutory trust under the laws of the state of Delaware, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
ALPS SERIES TRUST SEVEN CANYONS STRATEGIC INCOME FUND SEVEN CANYONS WORLD INNOVATORS FUND INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • September 11th, 2018 • ALPS Series Trust • Colorado
This Agreement is made and entered into effective as of September 10, 2018, by and between the ALPS Series Trust (the “Trust”), a Delaware statutory trust, on behalf of the Seven Canyons Strategic Income Fund (the “Strategic Income Fund”) and the Seven Canyons World Innovators Fund (the “World Innovators Fund”), each a series of shares of the Trust (collectively, the “Funds” and individually, a “Fund”), and Seven Canyons Advisors, LLC, a Delaware corporation (the “Adviser”).
PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • September 11th, 2018 • ALPS Series Trust • Colorado
THIS AGREEMENT is made as of September 10, 2018, between ALPS Series Trust, organized as a Delaware statutory trust (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
SHARE PURCHASE AGREEMENT ALPS SERIES TRUST On behalf of its series, Seven Canyons Strategic Income Fund and Seven Canyons World Innovators Fund (the “Funds”)Share Purchase Agreement • September 11th, 2018 • ALPS Series Trust
This Agreement is made effective as of the 7th day of September, 2018 between ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation, and ALPS Series Trust, a Delaware statutory trust (the “Trust”), on behalf of the Funds.
SEVEN CANYONS ADVISORS, LLCManagement Fee Agreement • September 11th, 2018 • ALPS Series Trust
This letter confirms the agreement of Seven Canyons Advisors, LLC (the “Adviser”) with the Trust to contractually limit the total amount of the “Management Fees” that it is entitled to receive from a Fund and to reimburse “Other Expenses” to the extent required.
