ALPS ETF TRUST PARTICIPANT AGREEMENTParticipant Agreement • February 12th, 2021 • ALPS ETF Trust • Colorado
This Participant Agreement (the “Agreement”) is entered into by and among ALPS Portfolio Solutions Distributor, Inc. (the “Distributor”) and ________________ [Participant’s Name and NSCC#] (the “Participant”) and is subject to acceptance by State Street Bank and Trust Company, as transfer agent (the “Transfer Agent”). ALPS ETF Trust (the “Trust”) is an open-end management investment company organized as a Delaware statutory trust consisting of separate investment portfolios (each, a “Fund” and collectively, the “Funds”) as set forth in Attachment A hereto. The Distributor has been retained as principal underwriter of the Trust and provides certain services in connection with the sale and distribution of shares of beneficial interest of the Funds (the “Shares”). The Transfer Agent has been retained to provide certain transfer agency services with respect to the purchase and redemption of Shares.
Amendment to ALPS ETF Trust Administration AgreementAlps Etf Trust Administration Agreement • February 12th, 2021 • ALPS ETF Trust
This Amendment to ALPS ETF Trust Amended and Restated Administration Agreement (this “Amendment”), dated February 1, 2021 between ALPS ETF Trust, a Delaware statutory trust (the “Trust”), and ALPS Fund Services, Inc. (“ALPS”).
Amendment to LIQUDITY RISK MANAGEMENT ADDENDUM to Amended and Restated Administration AgreementAdministration Agreement • February 12th, 2021 • ALPS ETF Trust
This Amendment (this “Amendment”) dated February 1, 2021, is to the Liquidity Risk Management Addendum (the “Addendum”) dated December 1, 2018, as amended to the Amended and Restated Administration Agreement dated March 6, 2017, as amended (the “Agreement”), by and between ALPS Advisors, Inc., a Colorado corporation (“Adviser”), ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) and ALPS ETF Trust, a Delaware statutory trust (the “Trust”).
Amendment to ALPS ETF Trust Fund Accounting AgreementAlps Etf Trust Fund Accounting Agreement • February 12th, 2021 • ALPS ETF Trust
This Amendment to ALPS ETF Trust Fund Accounting Agreement (this “Amendment”), dated February 1, 2021, between ALPS ETF Trust, a Delaware statutory trust (the “Trust”), and ALPS Fund Services, Inc. (the “ALPS”).
Amendment toAdministration Agreement • February 12th, 2021 • ALPS ETF Trust
This Amendment (this "Amendment") dated February 1, 2021, is to the Report Modernization Addendum (the "Addendum") dated June 4, 2018, as amended to the Amended and Restated Administration Agreement dated March 6, 2017, as amended (the "Agreement"), by and between ALPS Advisors, Inc. (the "Adviser"), a Colorado corporation, ALPS Fund Services, Inc., a Colorado corporation ("ALPS"), and ALPS ETF Trust, a Delaware statutory trust (the "Trust").
ALPS ETF TRUST SUB-ADVISORY AGREEMENTAlps Etf Trust • February 12th, 2021 • ALPS ETF Trust • Colorado
AGREEMENT, dated as of February 1, 2021 by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado 80203, GSI Capital Advisors LLC, a Delaware limited liability company (the “Sub-Adviser”), having its principal place of business at 23 Corporate Plaza, Suite 150, Newport Beach, California 92660, and ALPS ETF Trust (the “Trust”) on behalf of the portfolios listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each a “Fund” and collectively, the “Funds”).
Amendment to ALPS ETF Trust Distribution AgreementAlps Etf Trust Distribution Agreement • February 12th, 2021 • ALPS ETF Trust
This Amendment to the ALPS ETF Trust Distribution Agreement (this “Amendment”) between ALPS ETF Trust, a Delaware statutory trust (the “Trust”), and ALPS Portfolio Solutions Distributor, Inc. (“ALPS”) is effective as of February 1, 2021.
Amendment No. 6 to Investment Advisory AgreementInvestment Advisory Agreement • February 12th, 2021 • ALPS ETF Trust
This Amendment No. 6, dated February 1, 2021 (this “Amendment”), to the Investment Advisory Agreement dated May 31, 2018 (the “Agreement”), as amended, by and between ALPS ETF Trust, a Delaware statutory trust (the “Trust”) and ALPS Advisors, Inc. (the “Adviser”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
