ALPS ETF TRUST SUB-ADVISORY AGREEMENTSub-Advisory Agreement • December 1st, 2023 • ALPS ETF Trust • Colorado
Contract Type FiledDecember 1st, 2023 Company JurisdictionAGREEMENT, dated as of October 19, 2023 by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado 80203, and Smith Capital Investors, LLC, a Colorado limited liability company (the “Sub-Adviser”), having its principal place of business at 1430 Blake Street Denver, Colorado 80202, and ALPS ETF Trust (the “Trust”) on behalf of the portfolios listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each a “Fund” and collectively, the “Funds”).
Amendment to ALPS ETF Trust Administration AgreementAlps Etf Trust Administration Agreement • December 1st, 2023 • ALPS ETF Trust
Contract Type FiledDecember 1st, 2023 CompanyThis Amendment to ALPS ETF Trust Amended and Restated Administration Agreement (this “Amendment”), dated August 7, 2023 between ALPS ETF Trust, a Delaware statutory trust (the “Trust”), and ALPS Fund Services, Inc. (“ALPS”).
Amendment No. 13 to Investment Advisory AgreementInvestment Advisory Agreement • December 1st, 2023 • ALPS ETF Trust
Contract Type FiledDecember 1st, 2023 CompanyThis Amendment No. 13, dated October 1, 2023 (this “Amendment”), to the Investment Advisory Agreement dated May 31, 2018 (the “Agreement”), as amended, by and between ALPS ETF Trust, a Delaware statutory trust (the “Trust”) and ALPS Advisors, Inc. (the “Adviser”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
Amendment to ALPS ETF Trust Fund Accounting AgreementAlps Etf Trust Fund Accounting Agreement • December 1st, 2023 • ALPS ETF Trust
Contract Type FiledDecember 1st, 2023 CompanyThis Amendment to ALPS ETF Trust Fund Accounting Agreement (this “Amendment”), dated August 7, 2023, between ALPS ETF Trust, a Delaware statutory trust (the “Trust”), and ALPS Fund Services, Inc. (the “ALPS”).
Amendment to LIQUDITY RISK MANAGEMENT ADDENDUM to Amended and Restated Administration AgreementAdministration Agreement • December 1st, 2023 • ALPS ETF Trust
Contract Type FiledDecember 1st, 2023 CompanyThis Amendment (this “Amendment”) dated October 1, 2023, is to the Liquidity Risk Management Addendum (the “Addendum”) dated December 1, 2018, as amended to the Amended and Restated Administration Agreement dated March 6, 2017, as amended (the “Agreement”), by and between ALPS Advisors, Inc., a Colorado corporation (“Adviser”), ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) and ALPS ETF Trust, a Delaware statutory trust (the “Trust”).
Amendment to ALPS ETF Trust Distribution AgreementAlps Etf Trust Distribution Agreement • December 1st, 2023 • ALPS ETF Trust
Contract Type FiledDecember 1st, 2023 CompanyThis Amendment to the ALPS ETF Trust Distribution Agreement (this “Amendment”) between ALPS ETF Trust, a Delaware statutory trust (the “Trust”), and ALPS Portfolio Solutions Distributor, Inc. (“ALPS”) is effective as of October 1, 2023.
Amendment to REPORT MODERNIZATION ADDENDUM to Amended and Restated Administration AgreementAdministration Agreement • December 1st, 2023 • ALPS ETF Trust
Contract Type FiledDecember 1st, 2023 CompanyThis Amendment (this "Amendment") dated October 1, 2023, is to the Report Modernization Addendum (the "Addendum") dated June 4, 2018, as amended to the Amended and Restated Administration Agreement dated March 6, 2017, as amended (the "Agreement"), by and between ALPS Advisors, Inc. (the "Adviser"), a Colorado corporation, ALPS Fund Services, Inc., a Colorado corporation ("ALPS"), and ALPS ETF Trust, a Delaware statutory trust (the "Trust").