0001411686-09-000380 Sample Contracts

BROADPOINT GLEACHER SECURITIES GROUP, INC. RESTRICTED STOCK UNITS AGREEMENT

Restricted Stock Units Agreement • August 27th, 2009 • Broadpoint Gleacher Securities Group, Inc. • Security brokers, dealers & flotation companies • New York

• Contract Type
  Restricted Stock Units Agreement
• Filed
  August 27th, 2009
• Company
  Broadpoint Gleacher Securities Group, Inc.
• Industry
  Security brokers, dealers & flotation companies
• Jurisdiction
  New York

THIS RESTRICTED STOCK UNITS AGREEMENT (the “Agreement”) confirms the grant on August 21, 2009 (the “Grant Date”) by Broadpoint Gleacher Securities Group, Inc., a New York corporation (the “Company”), to Lee Fensterstock (“Employee”) of Restricted Stock Units (the “Units”), including rights to Dividend Equivalents as specified herein, as follows:

AMENDMENT TO AGREEMENT

To Agreement • August 27th, 2009 • Broadpoint Gleacher Securities Group, Inc. • Security brokers, dealers & flotation companies

• Contract Type
  To Agreement
• Filed
  August 27th, 2009
• Company
  Broadpoint Gleacher Securities Group, Inc.
• Industry
  Security brokers, dealers & flotation companies

This Amendment (the “Amendment”) to the Agreement (the “Agreement”), dated September 21, 2007, by and between Broadpoint Gleacher Securities Group, Inc. (formerly, First Albany Companies, Inc.) ( “Company”) and Lee Fensterstock (“Executive”), is made and entered into as of the 21st day of August, 2009 (the “Amendment Effective Date”), by and between Company and Executive. Capitalized terms used herein and not otherwise defined herein shall have the meanings ascribed thereto in the Agreement.