COMMON STOCK PURCHASE WARRANT VISTAGEN THERAPEUTICS, INC.Common Stock Purchase Warrant • May 5th, 2016 • VistaGen Therapeutics, Inc. • Pharmaceutical preparations • New York
Contract Type FiledMay 5th, 2016 Company Industry JurisdictionTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the five year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from VistaGen Therapeutics, Inc., a Nevada corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of the Company’s common stock (“Common Stock”). The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
ContractUnderwriting Agreement • May 5th, 2016 • VistaGen Therapeutics, Inc. • Pharmaceutical preparations • New York
Contract Type FiledMay 5th, 2016 Company Industry Jurisdiction
VISTAGEN THERAPEUTICS, INC. WARRANT AGENCY AGREEMENTWarrant Agency Agreement • May 5th, 2016 • VistaGen Therapeutics, Inc. • Pharmaceutical preparations • New York
Contract Type FiledMay 5th, 2016 Company Industry JurisdictionWARRANT AGENCY AGREEMENT (this “Warrant Agreement”) made as of May __, 2016 (the “Issuance Date”), between VistaGen Therapeutics, Inc., a Nevada corporation (“Company”), and Computershare Inc., a Delaware corporation (“Computershare”), and its wholly owned subsidiary, Computershare Trust Company, N.A., a federally chartered trust company (together with Computershare, “Warrant Agent”).