SUBLICENSE AGREEMENTSublicense Agreement • November 7th, 2017 • Innovator ETFs Trust
This Sublicense Agreement (the “Sublicense Agreement”), dated as of ____________, is made by and among Innovator ETFs Trust (the “Sublicensee”) and Innovator Capital Management, LLC (“Innovator” or “Sublicensor”).
FORM OF AUTHORIZED PARTICIPANT AGREEMENT Innovator ETFs TrustAuthorized Participant Agreement • November 7th, 2017 • Innovator ETFs Trust • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Foreside Fund Services, LLC (the “Distributor”) and __________ (the “Participant”), and is subject to acceptance by U.S. Bank, N.A. (the “Transfer Agent”), and is further subject to acknowledgement and agreement by the Innovator ETFs Trust (the “Trust”), a series trust offering a number of portfolios of securities (each a “Fund” and collectively the “Funds”), solely with respect to Sections 4(c) and 12(c) herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time, and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein, the “Prospectus”).
EXPENSE LIMITATION AGREEMENT WITH RESPECT TO THE INNOVATOR IBD® 50 ETFExpense Limitation Agreement • November 7th, 2017 • Innovator ETFs Trust • Delaware
This EXPENSE LIMITATION AGREEMENT is made as of this ______ day of __________, 2017 between Innovator ETFs Trust, a Delaware statutory trust (the “Trust”) and Innovator Capital Management, LLC (the “Adviser”).
