SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • April 26th, 2024 • Tantech Holdings LTD • Industrial organic chemicals • New York
SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of April 22, 2024, by and among Tantech Holdings Ltd ., a company incorporated under the laws of the British Virgin Islands , (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of Tantech Holdings Ltd, the “Company”), and the investors listed on the Schedule of Buyers attached hereto (individually, a “Buyer” and collectively, the “Buyers”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • April 26th, 2024 • Tantech Holdings LTD • Industrial organic chemicals
REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of April 22, 2024, by and among Tantech Holdings Ltd, a company incorporated under the laws of the British Virgin Islands (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of Tantech Holdings Ltd, the “Company”), and the investors listed on the Schedule of Buyers attached hereto (each, a “Buyer” and collectively, the “Buyers”).
Mr. Wangfeng Yan Chief Executive Officer Tantech Holdings Ltd.Placement Agent Agreement • April 26th, 2024 • Tantech Holdings LTD • Industrial organic chemicals • New York
This letter (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim” or the “Placement Agent”) and Tantech Holdings Ltd., a British Virgin Islands company (the “Company”), that Maxim shall serve as the exclusive placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed private placement (the “Placement”) of shares (the “Shares”) of the Company’s common shares, par value $0.24 (the “Common Stock”), pre-funded warrants to purchase Common Stock (the “Pre-Funded Warrants”), Series A warrants to purchase Common Stock (the “Series A Warrants”) and Series B warrants to purchase Common Stock (the “Series B Warrants”, collectively with the Series A Warrants, the “Common Warrants”, collectively with the Pre-Funded Warrants, the “Warrants,” and the shares issuable upon exercise of the Warrants, the “Warrant Shares” and the Shares, Warrants and Warrant Shares, collectively, the “Securities”). The terms of the Placement shall be mutua
