IVEDA SOLUTIONS, INC. and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as Warrant Agent Warrant Agency Agreement Dated as of FEBRUARY [●], 2022 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • March 28th, 2022 • Iveda Solutions, Inc. • Services-prepackaged software • New York
Contract Type FiledMarch 28th, 2022 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of February [●], 2022 (“Agreement”), between Iveda Solutions, Inc., a Nevada corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, a limited liability trust company organized under the laws of the State of New York (the “Warrant Agent”).
IVEDA SOLUTIONS, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • March 28th, 2022 • Iveda Solutions, Inc. • Services-prepackaged software • New York
Contract Type FiledMarch 28th, 2022 Company Industry JurisdictionThe undersigned, Iveda Solutions, Inc., a Nevada corporation (the “Company”), hereby confirms its agreement (this “Agreement”) to issue and sell to the underwriter or underwriters, as the case may be, named in Schedule I hereto (each, an “Underwriter” and, collectively, the “Underwriters;”), for whom Maxim Group LLC is acting as representative (in such capacity, the “Representative”), an aggregate of [____] shares (the “Firm Shares”) of the Company’s common stock, par value $0.00001 per share (“Common Stock”) and an aggregate of [___] warrants (the “Firm Warrants”), and, at the election of the Representative, up to an additional [_________] shares of Common Stock (the “Option Shares” and collectively with the Firm Shares, the “Shares”), and/or up to an additional [_____] warrants, (the “Option Warrants” and collectively with the Firm Warrants, the “Warrants”). Each Warrant entitles the holder to purchase one share of Common Stock (as more fully described in Section 2 hereof). The Firm