MANNING & NAPIER 2018 LONG-TERM INCENTIVE PLAN LTIP AWARD AGREEMENTTerm Incentive Plan Ltip Award Agreement • March 15th, 2022 • Manning & Napier, Inc. • Investment advice • New York
AGREEMENT, dated as of the date set forth in your Notice of Grant, between Manning & Napier, Inc., a Delaware corporation (the “Company”), Manning & Napier Advisors, LLC, a Delaware limited liability company (“MN Advisors”), and the individual (the “Participant”) identified in the notice of LTIP award grant ( the “Notice of Grant”) delivered to the Participant.
FORM OF JOINDERManning & Napier, Inc. • March 15th, 2022 • Investment advice • New York
This JOINDER (this “Joinder”) to the Tax Receivable Agreement (as defined below), dated as of November 23, 2011, by and among Manning & Napier, Inc, a Delaware corporation (the “Corporation”), Manning & Napier Group, LLC, a Delaware limited liability company (“MNG”), M & N Group Holdings, LLC or Manning & Napier Capital Company, LLC, a Delaware limited liability company (the “Transferor”)], and [ ] (“Permitted Transferee”).
FOURTH AMENDMENT TO THE AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF M&N GROUP HOLDINGS, LLC (A Delaware Limited Liability Company)Limited Liability Company Agreement • March 15th, 2022 • Manning & Napier, Inc. • Investment advice • Delaware
This Fourth Amendment (this "Amendment") to the Amended and Restated Limited Liability Company Agreement of M&N Group Holdings, LLC, a Delaware limited liability company (the "Company"), is entered into as of January 1, 2021 (the "Effective Date"), by and among the undersigned Members of the Company.
MANNING & NAPIER 2018 LONG-TERM INCENTIVE PLAN LTIP AWARD AGREEMENT (Deferred Incentive Compensation Program)Plan Ltip Award Agreement • March 15th, 2022 • Manning & Napier, Inc. • Investment advice • New York
AGREEMENT, dated as of the Award Date set forth in the Notice of Grant, between Manning & Napier, Inc., a Delaware corporation (the “Company”), Manning & Napier Advisors, LLC, a Delaware limited liability company (“MN Advisors”), and the individual (the “Participant”) identified in the Notice of Grant delivered to the Participant (the “Notice of Grant”).
SUBSTITUTION AND ASSUMPTION AGREEMENT AND RELEASESubstitution and Assumption Agreement • March 15th, 2022 • Manning & Napier, Inc. • Investment advice • New York
THIS SUBSTITUTION AND ASSUMPTION AGREEMENT AND RELEASE (“Agreement”) is effective as of the 31st day of December, 2021, between Manning & Napier, Inc., a Delaware corporation (the “Company”), M&N Group Holdings, LLC, a Delaware limited liability company (“Holdings”), MNA Advisors, Inc. (f/k/a Manning & Napier Advisors, Inc.), a New York corporation (“MNA”), Manning & Napier Capital Company, LLC, a New York limited liability company (“MNCC”) and each of the other undersigned parties hereto (collectively, the “Parties”). Capitalized terms not defined herein have the meaning set forth in the Tax Receivable Agreement (as defined below).
