EQUITY PURCHASE AGREEMENT by and between ARC PROPERTIES OPERATING PARTNERSHIP, L.P. and RCS CAPITAL CORPORATION DATED AS OF SEPTEMBER 30, 2014Equity Purchase Agreement • November 14th, 2014 • RCS Capital Corp • Security brokers, dealers & flotation companies • Delaware
EQUITY PURCHASE AGREEMENT, dated as of September 30, 2014 (as it may be amended or supplemented, this “Agreement”), by and between ARC Properties Operating Partnership, L.P., a Delaware limited partnership (“Seller”), and RCS Capital Corporation, a Delaware corporation (“Buyer”). Each of Seller and Buyer may be referred to herein as a “party” and collectively as the “parties.”
SECOND SUPPLEMENTAL INDENTURE Dated as of August 1, 2014 TO THE INDENTURE Dated as of April 29, 2014 by RCS CAPITAL CORPORATION, as Issuer and WILMINGTON TRUST, NATIONAL ASSOCIATION, as TrusteeSupplemental Indenture • November 14th, 2014 • RCS Capital Corp • Security brokers, dealers & flotation companies • New York
THIS SECOND SUPPLEMENTAL INDENTURE (this “Second Supplemental Indenture”), dated as of August 1, 2014, is made by RCS CAPITAL CORPORATION, a Delaware corporation (the “Issuer”), and WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee (the “Trustee”).
ContractExchange Agreement • November 14th, 2014 • RCS Capital Corp • Security brokers, dealers & flotation companies • New York
THIRD AMENDMENT TO THE EXCHANGE AGREEMENT dated as of August 5, 2014 (this “Amendment”), between RCS Capital Corporation, a Delaware corporation, and RCAP Holdings, LLC, a Delaware limited liability company (each of whom may be referred to herein as a “Party” and together as the “Parties”).
AMENDMENT NO. 2 TO SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • November 14th, 2014 • RCS Capital Corp • Security brokers, dealers & flotation companies • New York
This AMENDMENT NO. 2 TO SECURITIES PURCHASE AGREEMENT, dated as of August 1, 2014 (this “Amendment”), is entered into by and among RCS Capital Corporation, a Delaware corporation (the “Company”), RCAP Holdings, LLC, a Delaware limited liability company (“Parent”) and each investor identified on the signature pages hereto (collectively, and together with the Company and Parent, the “Parties”).
