INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • February 29th, 2016 • Hartford Mutual Funds Inc/Ct • New York
Contract Type FiledFebruary 29th, 2016 Company JurisdictionThis Agreement is made by and between Hartford Funds Management Company, LLC, a Delaware limited liability company (the “Adviser”), and each of The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc., each a corporation organized under the laws of the State of Maryland (each a “Company”), on its own behalf and on behalf of each of its series listed on Schedule A hereto, as it may be amended from time to time (each, a “Portfolio” and, collectively, the “Portfolios”).
AMENDMENT THREE TO FUND ACCOUNTING AGREEMENT Effective: February 29, 2016Fund Accounting Agreement • February 29th, 2016 • Hartford Mutual Funds Inc/Ct
Contract Type FiledFebruary 29th, 2016 CompanyThe Fund Accounting Agreement dated December 31, 2014 by and among HARTFORD FUNDS MANAGEMENT COMPANY, LLC (the “Fund Accountant”) and each of THE HARTFORD MUTUAL FUNDS, INC., THE HARTFORD MUTUAL FUNDS II, INC., HARTFORD SERIES FUND, INC. and HARTFORD HLS SERIES FUND II, INC., on behalf of their respective series listed on Schedule A (together with the series listed on Schedule A, the “Funds”) is hereby amended to restate Schedule A and Schedule B attached hereto.
AMENDED AND RESTATED TRANSFER AGENCY FEE WAIVER AGREEMENTTransfer Agency Fee Waiver Agreement • February 29th, 2016 • Hartford Mutual Funds Inc/Ct
Contract Type FiledFebruary 29th, 2016 CompanyTHIS AMENDED AND RESTATED TRANSFER AGENCY FEE WAIVER AGREEMENT, as amended and restated on February 29, 2016, between The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc. (each a "Company" and collectively, the "Companies") on behalf of each series of the Companies (each a "Fund" and collectively, the "Funds") and Hartford Administrative Services Company (the "Transfer Agent").
AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • February 29th, 2016 • Hartford Mutual Funds Inc/Ct
Contract Type FiledFebruary 29th, 2016 CompanyTHIS AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT, as amended and restated on February 29, 2016, between The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc. (each a “Company” and collectively, the “Companies”) on behalf of each series of the Companies (each a “Fund” and collectively, the “Funds”) and Hartford Funds Management Company, LLC (the “Adviser”).
AMENDMENT NUMBER 6 TO PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • February 29th, 2016 • Hartford Mutual Funds Inc/Ct
Contract Type FiledFebruary 29th, 2016 CompanyThe Principal Underwriting Agreement amongst Hartford Funds Distributors, LLC (formerly known as Hartford Investment Financial Services, LLC), The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc. dated January 1, 2013, as amended and restated August 7, 2013, is hereby amended to amend and restate Schedule A as attached hereto.