SUBADVISORY AGREEMENTSubadvisory Agreement • August 27th, 2015 • Northern Lights Fund Trust • Delaware
THIS AGREEMENT is made and entered into as of the 25th day of March, 2015, by and between Dearborn Capital Management, LLC (the “Adviser”), a limited liability company organized under the laws of Illinois and registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and Middleton Dickinson Capital Management, LLC, a limited liability company organized under the laws of Illinois (the “Subadviser”) and also registered under the Advisers Act, with respect to the Grant Park Fixed Income Fund (the “Fund”), a series of the NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”).
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT LADENBURG THALMANN ASSET MANAGEMENT, LLCAnd Security Agreement • August 27th, 2015 • Northern Lights Fund Trust • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 19th day of May 2015 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Ladenburg Aggressive Growth Fund, Ladenburg Growth Fund, Ladenburg Growth & Income Fund, Ladenburg Income & Growth Fund, Ladenburg Income Fund (each a “Fund”) and collectively, referred to as the “Funds”) a series of the Trust, and the Advisor of the Funds, Ladenburg Thalmann Asset Management, LLC (the “Advisor”).
