INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST IV and Regents Park Funds, LLCInvestment Advisory Agreement • October 6th, 2016 • Northern Lights Fund Trust IV • New York
This AGREEMENT is made as of July 27, 2016 between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust (the “Trust”), and Regents Park Funds, LLC a California limited liability Company (the “Adviser”), located at 4695 Macarthur Court, Suite 430, Newport Beach, California, 92660.
SUBADVISORY AGREEMENTSubadvisory Agreement • October 6th, 2016 • Northern Lights Fund Trust IV • Delaware
THIS AGREEMENT is made and entered into as of the 27th day of July, 2016 by and between Regents Park Funds, LLC, a limited liability company organized under the laws of California registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), (the “Adviser”) and Anfield Capital Management, LLC a limited liability company organized under the laws of California registered under the Advisers Act (the “Subadviser”), with respect to the Anfield Diversified Liquid Alternatives Fund (the “Fund”) a series of the Northern Lights Fund Trust IV, a Delaware statutory trust (the “Trust”).
ETF FUND SERVICES AGREEMENTEtf Fund Services Agreement • October 6th, 2016 • Northern Lights Fund Trust IV • New York
THIS ETF FUND SERVICES AGREEMENT (this “Agreement”) dated the 27th day of July, 2016 (the “Effective Date”), is entered into by and between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust having its principal office and place of business at 17605 Wright Street, Omaha, NE 68130 (the "Trust") and GEMINI FUND SERVICES, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“GFS”).
NORTHERN LIGHTS FUND TRUST IV OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT Regents Park Funds, LLCOperating Expenses Limitation and Security Agreement • October 6th, 2016 • Northern Lights Fund Trust IV • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is made as of the 27th day of July, 2016, by and between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust (the “Trust”), on behalf of the Affinity Global Franchise Equity Fund and the Anfield Diversified Liquid Alternative Fund (each a “Fund”, collectively the “Funds”) a series of the Trust, and the advisor of the Funds, Regents Park Funds, LLC (the “Advisor”).
