INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST III and PINNACLE FAMILY ADVISORS, LLCInvestment Advisory Agreement • November 16th, 2018 • Northern Lights Fund Trust Iii • New York
Contract Type FiledNovember 16th, 2018 Company JurisdictionThis AGREEMENT is made as of August 22, 2018 between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), and Pinnacle Family Advisors, LLC, a Missouri limited liability company (the “Adviser”) located at 620 W. Republic Road, Suite 104, Springfield, MO 65807.
NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT PINNACLE DYNAMIC GROWTH FUND PINNACLE TRENDRATING INNOVATIVE EQUITY FUNDOperating Expenses Limitation Agreement • November 16th, 2018 • Northern Lights Fund Trust Iii • New York
Contract Type FiledNovember 16th, 2018 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 22nd day of August, 2018, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the Pinnacle Dynamic Growth Fund and Pinnacle TrendRating Innovative Equity Fund, (each a “Fund” and collectively the “Funds”) each a series of the Trust, and the Advisor of the Funds, Pinnacle Family Advisors, LLC, (the “Advisor”).