UNDERWRITING AGREEMENTUnderwriting Agreement • April 16th, 2019 • Advisorone Funds • Nebraska
THIS UNDERWRITING AGREEMENT effective the 1st day of February, 2019, by and between ADVISORONE FUNDS, a Delaware statutory trust, having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“NLD”).
CONSULTING AGREEMENTConsulting Agreement • April 16th, 2019 • Advisorone Funds • Nebraska
THIS CONSULTING AGREEMENT (this “Agreement”) dated January 1, 2017 (the “Effective Date”), is entered into by and between ADVISORONE FUNDS, a Delaware statutory trust having its office and principal place of business at 17605 Wright Street, Omaha, Nebraska 68130 (the “Trust”), and NORTHERN LIGHTS COMPLIANCE SERVICES, LLC, a Nebraska limited liability company having its office and principal place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“NLCS”).
In connection with that certain Investment Advisory Agreement dated April 17, 2019 (“Agreement”) by and between CLS Investments, LLC (the “Adviser”) and the CLS Strategic Global Equity Fund (the “Fund”), CLS has contractually agreed to waive a portion...Advisorone Funds • April 16th, 2019
This limitation is subject to possible reimbursement by the Fund for a period of three years on a rolling three year basis, if such reimbursement can be achieved within the foregoing expense limits.
FIRST AMENDMENT TO INVESTMENT ADVISORY AGREEMENT Between ADVISORONE FUNDS and CLS INVESTMENTS, LLC THE ADVISORONE FUNDS INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • April 16th, 2019 • Advisorone Funds
AMENDMENT (the “Amendment”), effective as of April 17, 2019, between AdvisorOne Funds, a Delaware business trust (the “Trust”), and CLS Investments, LLC, a Nebraska limited liability company (the “Adviser”).
