INVESTMENT ADVISORY AGREEMENT Between LEADER FUNDS TRUST And LEADER CAPTIAL CORP.Investment Advisory Agreement • September 26th, 2019 • Leader Funds Trust • New York
Contract Type FiledSeptember 26th, 2019 Company JurisdictionAGREEMENT, made as of July 15, 2019, between Leader Funds Trust, a Delaware statutory trust (the "Trust"), and Leader Capital Corp., a corporation organized and existing under the laws of the State of Oregon (the "Adviser") located at 315 W. Mill Plain Blvd, Suite 204, Vancouver, WA 98660
FUND SERVICES AGREEMENTFund Services Agreement • September 26th, 2019 • Leader Funds Trust • New York
Contract Type FiledSeptember 26th, 2019 Company JurisdictionTHIS FUND SERVICES AGREEMENT (this “Agreement”) dated the 1st day of April 2019 (the “Effective Date”), is entered into by and between Leader Funds Trust, a Delaware statutory trust having its principal office and place of business at 315 W. Mill Plain Blvd., Suite 204, Vancouver, WA 98660 (the "Trust") and GEMINI FUND SERVICES, LLC, a Nebraska limited liability company having its principal office and place of business at 17645 Wright Street, Suite 200, Omaha, Nebraska 68130 (“GFS”).
CONSULTING AGREEMENTConsulting Agreement • September 26th, 2019 • Leader Funds Trust • New York
Contract Type FiledSeptember 26th, 2019 Company JurisdictionTHIS CONSULTING AGREEMENT (this “Agreement”) dated March 1, 2019 (the “Effective Date”), is entered into by and between NORTHERN LIGHTS COMPLIANCE SERVICES, LLC, a Nebraska limited liability company located at 80 Arkay Drive, Suite 110, Hauppauge, New York 11788 (“NLCS”), and LEADER FUNDS TRUST, a registered investment company organized as a Delaware statutory trust, located at 315 W. Mill Plain Blvd., Suite 204, Vancouver, WA 98660 (the “Trust”), on behalf of each portfolio series listed on the attached Schedule(s) A, as may be amended from time to time (each a “Fund” and collectively “Funds”).
LEADER FUNDS TRUST OPERATING EXPENSES LIMITATION AGREEMENT LEADER CAPITAL CORP.Leader Funds Trust Operating Expenses Limitation Agreement • September 26th, 2019 • Leader Funds Trust • Washington
Contract Type FiledSeptember 26th, 2019 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the July 15, 2019, by and between LEADER FUNDS TRUST, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A, (each a “Fund” and collectively the “Funds”) each a series of the Trust, and the Advisor of such Funds, Leader Capital Corp. (the “Advisor”).
UNDERWRITING AGREEMENT Among LEADER FUNDS TRUST And LEADER CAPITAL CORP. And CEROS FINANCIAL SERVICES INC.Underwriting Agreement • September 26th, 2019 • Leader Funds Trust • Delaware
Contract Type FiledSeptember 26th, 2019 Company JurisdictionTHIS UNDERWRITING AGREEMENT effective the 1st day of July, 2019 by and between LEADER FUNDS TRUST, a Delaware statutory trust, having its principal office and place of business at 315 W. Mill Plain Boulevard, Suite 204, Vancouver, Washington, 98660 (the “Trust”), LEADER CAPITAL CORP., a Washington corporation having its principal office and place of business at 315 W. Mill Plain Boulevard, Suite 204, Vancouver, Washington 98660 (“LEADER”), and CEROS FINANCIAL SERVICES INC., a Maryland corporation having its principal office and place of business at 1445 Research Boulevard, Suite530, Rockville, Maryland 20850 (“CEROS”).
CUSTODY AGREEMENTCustody Agreement • September 26th, 2019 • Leader Funds Trust • Ohio
Contract Type FiledSeptember 26th, 2019 Company JurisdictionTHIS CUSTODY AGREEMENT (this “Agreement”), is made as of July 10, 2019, by and between LEADER FUNDS TRUST, a statutory trust organized under the laws of the State of Delaware (the “Company”), and FIFTH THIRD BANK, an Ohio banking corporation (the “Custodian”).