0001580642-19-005166 Sample Contracts
CUSTODY AGREEMENTCustody Agreement • November 15th, 2019 • AlphaCentric Prime Meridian Income Fund • Minnesota
THIS AGREEMENT is made and entered into as of the last date written below by and between, by and between AlphaCentric Prime Meridian Income Fund, a Delaware statutory trust (the “Fund”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).
Standard Contracts
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • November 15th, 2019 • AlphaCentric Prime Meridian Income Fund • New York
WHEREAS, the Adviser acts as an investment adviser to AlphaCentric Prime Meridian Income Fund, a Delaware statutory trust (the "Trust"), pursuant to a Management Agreement dated as of October 10, 2019 (the "Management Agreement");
FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • November 15th, 2019 • AlphaCentric Prime Meridian Income Fund • Wisconsin
THIS AGREEMENT is made and entered into as of the last date written below by and between AlphaCentric Prime Meridian Income Fund, a Delaware statutory trust (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
FORM OF DISTRIBUTION AGREEMENTDistribution Agreement • November 15th, 2019 • AlphaCentric Prime Meridian Income Fund • Delaware
THIS AGREEMENT is made and entered into as of this ___ day of __________, 2019, by and among each of the Funds listed on Exhibit A attached hereto (each a Fund, and together, the “Funds”) and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor” or “Foreside”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • November 15th, 2019 • AlphaCentric Prime Meridian Income Fund • Wisconsin
THIS AGREEMENT is made and entered into as of the last date written below by and between AlphaCentric Prime Meridian Income Fund, a Delaware statutory trust (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
ContractCustody Agreement • November 15th, 2019 • AlphaCentric Prime Meridian Income Fund • New York
THIS CUSTODY AGREEMENT (this “Agreement”) is dated as of October 3, 2019 by and between AlphaCentric Prime Meridian Income Fund, an unincorporated statutory trust organized under the laws of Delaware, having its principal place of business at 36 North New York Avenue, Huntington, NY 11743 (the “Fund”), and MILLENNIUM TRUST COMPANY, LLC, a limited liability company organized under the laws of the State of Illinois, having its principal place of business at 2001 Spring Road, Oak Brook, IL 60523 (the “Custodian”).
FORESIDE FUND SERVICES, LLC SELLING GROUP MEMBER AGREEMENTSelling Group Member Agreement • November 15th, 2019 • AlphaCentric Prime Meridian Income Fund • Delaware
As the distributor of the shares (“Shares”) of each investment company portfolio (“Fund”), of the investment company or companies referenced above and covered hereunder (collectively, “Company”) which may be amended by us from time to time, Foreside Fund Services, LLC (“Distributor”) hereby invites you to participate in the selling group on the following terms and conditions. In this agreement, the terms “we,” “us,” and similar words refer to the Distributor, and the terms “you,” “your,” and similar words, “Selling Group Member” and “Intermediary” refer to the intermediary executing this agreement, including its associated persons.
FORESIDE FUND SERVICES, LLC DEALER AGREEMENTDealer Agreement • November 15th, 2019 • AlphaCentric Prime Meridian Income Fund • Delaware
As the distributor of the shares of beneficial interest (“Shares”) of AlphaCentric Prime Meridian Income Fund (the “Fund”), Foreside Fund Services, LLC (“Distributor”) hereby invites you to participate in the selling group on the following terms and conditions. In this agreement, the terms “we,” “us,” and similar words refer to the Distributor, and the terms “you,” “your,” and similar words and “Dealer” refer to the dealer executing this agreement, including its “associated persons,” as such term is defined under applicable rules of the Financial Industry Regulatory Authority (“FINRA”).
MANAGEMENT SERVICES AGREEMENTManagement Services Agreement • November 15th, 2019 • AlphaCentric Prime Meridian Income Fund • New York
This AGREEMENT is made and entered into as of this 7th day of October, 2019 by and between AlphaCentric Prime Meridian Income Fund, a Delaware statutory trust (the “Fund”) and MFund Services LLC, a Delaware limited liability corporation with a principal place of business at 36 North New York Avenue, Huntington, NY 11743 (“MFund”).
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • November 15th, 2019 • AlphaCentric Prime Meridian Income Fund • Wisconsin
THIS AGREEMENT is made and entered into as of the last date written below by and between AlphaCentric Prime Meridian Income Fund, a Delaware statutory trust (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
MANAGEMENT AGREEMENTManagement Agreement • November 15th, 2019 • AlphaCentric Prime Meridian Income Fund • New York
AlphaCentric Prime Meridian Income Fund (the “Trust” or “Fund”) herewith confirms our agreement with AlphaCentric Advisors LLC (the "Advisor" or “You”).
EXPENSE LIMITATION AGREEMENT ALPHACENTRIC PRIME MERIDIAN INCOME FUNDExpense Limitation Agreement • November 15th, 2019 • AlphaCentric Prime Meridian Income Fund
EXPENSE LIMITATION AGREEMENT, dated October 17, 2019, by and between AlphaCentric Advisors LLC (the "Adviser") and AlphaCentric Prime Meridian Income Fund (the "Fund").
COMPLIANCE SERVICES AGREEMENTCompliance Services Agreement • November 15th, 2019 • AlphaCentric Prime Meridian Income Fund • New York
This Compliance Services Agreement (the “Agreement”) is dated as of this 7th day of October, 2019 (the “Effective Date”), between AlphaCentric Prime Meridian Income Fund, a Delaware statutory trust, (the “Fund”) and MFund Services LLC, a Delaware limited liability corporation with a principal place of business at 36 North New York Avenue, Huntington, NY 11743 (“MFund”).
