SUB-ADVISORY AGREEMENTSub-Advisory Agreement • October 14th, 2020 • Advisors Preferred Trust • Maryland
This AGREEMENT is made and entered into with effect October 14, 2020, by and between Advisors Preferred Trust, a Delaware statutory trust registered under the Investment Company Act of 1940, (the "Trust"), Advisors Preferred, LLC (the "Adviser"), a Maryland limited liability company registered under the Investment Advisers Act of 1940, as amended (the "Advisers Act"), and Kensington Analytics, LLC, a Texas limited liability company registered under the Advisers Act (the "Subadviser") (the Trust, Adviser and Subadviser, collectively, the "Parties"), with respect to the Kensington Dynamic Growth Fund (the "Fund"), a series of the Trust.
ADVISORS PREFERRED TRUST OPERATING EXPENSES LIMITATION AGREEMENT KENSINGTON MANAGED INCOME FUNDOperating Expenses Limitation Agreement • October 14th, 2020 • Advisors Preferred Trust • Maryland
COMPLIANCE CONSULTING AGREEMENTCompliance Consulting Agreement • October 14th, 2020 • Advisors Preferred Trust • Maryland
This Compliance Consulting Agreement (the "Agreement"), supersedes any prior agreement between the parties herein and is effective May 31, 2019, between Advisors Preferred LLC, a Maryland limited liability company located at 1445 Research Blvd., Suite 530, Rockville, MD 20850 ("AP") and Advisors Preferred Trust, a registered investment company organized as a Delaware statutory trust, located at 1445 Research Blvd., Suite 530, Rockville, MD 20850 (the "Trust"), on behalf of each portfolio series listed on the attached Appendix A, as may be amended from time to time (each a "Fund" and collectively "Funds"), with effect as of the date noted in Appendix A. This document may be executed in one or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument.
UNDERWRITING AGREEMENT Among ADVISORS PREFERRED TRUST ON BEHALF OF KENSINGTON DYNAMIC GROWTH FUND, A SERIES OF THE ADVISORS PREFERRED TRUST And ADVISORS PREFERRED, LLC And CEROS FINANCIAL SERVICES INC. INDEX ATTACHED SCHEDULESUnderwriting Agreement • October 14th, 2020 • Advisors Preferred Trust • Delaware
THIS UNDERWRITING AGREEMENT effective October 14, 2020, by and between ADVISORS PREFERRED TRUST on behalf of KENSINGTON DYNAMIC GROWTH FUND, A SERIES OF ADVISORS PREFERRED TRUST, a Delaware statutory trust (the "Trust"), having its principal office and place of business at 1445 Research Boulevard, Suite 530, Rockville, MD 20850 (the "FUND" and as the context requires, FUND also means the Trust on behalf of the FUND), ADVISORS PREFERRED, LLC, a Maryland limited liability company having its principal office and place of business at 1445 Research Boulevard, Suite 530, Rockville, MD 20850 ("AP"), and CEROS FINANCIAL SERVICES INC., a Massachusetts corporation having its principal office and place of business at 1445 Research Boulevard, Suite 530, Rockville Maryland 20850 ("CEROS").
THIRTEENTH AMENDMENT TO THE CUSTODY AGREEMENTCustody Agreement • October 14th, 2020 • Advisors Preferred Trust
THIS THIRTEENTH AMENDMENT, effective as of October 14, 2020, to the Custody Agreement, originally made and entered into as of January 4, 2013, as amended May 16, 2013 July 24, 2013, October 5, 2013, October 29, 2013, April 10, 2014, November 18, 2014, February 17, 2015, October 28, 2015, August 1, 2016, February 19, 2019, March 28, 2019, and August 12, 2019, and August 19, 2019 (the "Agreement''), is entered into by and between ADVISORS PREFERRED TRUST, a Delaware statutory trust, (the "Trust") and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the "Custodian").
APPENDIX IV-5 LIST OF FUNDS SERVICES & FEESFund Services Agreement • October 14th, 2020 • Advisors Preferred Trust
This Appendix IV-5 is part of the Fund Services Agreement (the “Agreement”), dated January 1, 2018, as amended, between Advisors Preferred Trust (the “Trust”) and Gemini Fund Services, LLC (“GFS”). Set forth below are the Services elected by the Fund(s) identified on this Appendix IV-5 along with the associated Fees. Capitalized terms used herein that are not otherwise defined shall have the same meanings ascribed to them in the Agreement.
AMENDMENT TO SPECIAL CUSTODY AGREEMENT PURSUANT TO RULE 17f-1Special Custody Agreement • October 14th, 2020 • Advisors Preferred Trust
THIS AMENDMENT TO SPECIAL CUSTODY AGREEMENT PURSUANT TO RULE 17f-1, (this "Amendment") is made by and among ADVISORS PREFERRED TRUST, an investment company registered with the U.S. Securities and Exchange Commission ("Principal"); CEROS FINANCIAL SERVICES, INC., a registered broker-dealer and member of FINRA/SIPC ("Broker"); and NATIONAL FINANCIAL SERVICES LLC, a registered broker-dealer and member of FINRA/SIPC ("Clearing Firm"), and shall have an effective date as of the last date of execution of this Amendment set forth below.
