ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • March 19th, 2021 • Uncommon Investment Funds Trust • Nebraska
This ETF Distribution Agreement (this “Agreement”) is effective the 18th day of December, 2020, between Uncommon Investment Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of itself and the fund(s) listed on Schedule B, as may be amended from time to time (each, a “Fund”, and collectively, the “Funds”), and Northern Lights Distributors, LLC a Nebraska limited liability company (the “Distributor”).
CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • March 19th, 2021 • Uncommon Investment Funds Trust • New York
THIS AGREEMENT (the “Agreement”), dated as of February 26, 2021, between UNCOMMON INVESTMENT FUNDS TRUST (the “Fund”), an open-end management investment company organized as a Delaware statutory trust and registered with the U.S. Securities and Exchange Commission (the “Commission”) under the Investment Company Act of 1940 (the “1940 Act”), on behalf of each series, separately and not jointly, listed on Annex A to this Agreement as may be amended from time to time (each a “Portfolio” and collectively the “Portfolios”) and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (“BBH&Co.” or, when referring to BBH&Co. in its capacity as custodian, the “Custodian”, and when referring to BBH&Co. in its capacity as transfer agent, the “TA”). All references herein to a “Portfolio” are to each of the Portfolios listed on the attached Annex A individually, as if this Agreement were between the Fund on behalf of such individual Portfolio and BBH&Co.
FORM OF AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • March 19th, 2021 • Uncommon Investment Funds Trust • New York
AUTHORIZED PARTICIPANT AGREEMENT (this “Agreement”) dated as of __________, 2020, is between Northern Lights Distributors, LLC (“Distributor”), and ________________ (the “Participant”) and is subject to acceptance by Brown Brothers Harriman & Co., the index receipt agent (“Index Receipt Agent”) for Uncommon Investment Funds Trust (the “Trust”) and is further subject to acknowledgment and agreement by the Trust, on behalf of its series listed on Schedule 1 hereto, as amended from time to time (each a “Fund” and together the “Funds”), solely with respect to Section 7 of this Agreement.
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • March 19th, 2021 • Uncommon Investment Funds Trust • New York
AGREEMENT made this 26th day of February, 2021 by and between Uncommon Investment Advisors LLC (“Advisor”), and Portfolio Design Advisors, Inc. (“Sub-Advisor”) (each, a “Party,” and together, the “Parties”);
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 19th, 2021 • Uncommon Investment Funds Trust • New York
AGREEMENT made as of this 18th day of December 2020 between Uncommon Investment Advisors LLC, a limited liability company organized under the laws of the State of Delaware (the “Advisor”), and Uncommon Investment Funds Trust, a statutory trust organized under the laws of the State of Delaware (the “Trust“).
ETF MASTER SERVICES AGREEMENTEtf Master Services Agreement • March 19th, 2021 • Uncommon Investment Funds Trust • Ohio
This ETF Master Services Agreement (this “Agreement”), dated December 18, 2020, is between Uncommon Investment Funds Trust (the “Trust”), a Delaware statutory trust, and Ultimus Fund Solutions, LLC (“Ultimus”), a limited liability company organized under the laws of the state of Ohio.
COMPLIANCE CONSULTING AGREEMENTCompliance Consulting Agreement • March 19th, 2021 • Uncommon Investment Funds Trust • New York
This Agreement together with attached Schedules, effective as of March 1, 2021, by and between Compliance Solutions Associates LLC, a limited liability company organized under the laws of the State of New York, with its principal office located at 126 Indian Hill Road, Bedford, New York 10506 ("CSA") and Uncommon Investment Funds Trust, a statutory business trust organized under the laws of the State of Delaware, located at 75 Virginia Road, North White Plains, NY 10603 ("FUND ") (“Agreement”).
PURCHASE AGREEMENTPurchase Agreement • March 19th, 2021 • Uncommon Investment Funds Trust
Uncommon Investment Funds Trust (the “Trust”), a Delaware statutory trust, and John Pileggi (“Pileggi”) hereby agree as follows:
