NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT Persimmon Long/Short FundOperating Expenses Limitation Agreement • July 22nd, 2021 • Northern Lights Fund Trust Iii • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 17th day of June, 2021, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the Persimmon Long/Short Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, DAKOTA WEALTH, LLC, (the “Advisor”).
CUSTODIAN AGREEMENTCustodian Agreement • July 22nd, 2021 • Northern Lights Fund Trust Iii • New York
THIS AGREEMENT, dated as of June 9, 2021, between Northern Lights Fund Trust III (the Fund, including on behalf of each of its separate series listed on Schedule A hereto, the Portfolios), a management investment company organized under the laws of the State of Delaware and registered with the Commission under the Investment Company Act of 1940 (the 1940 Act), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or the Custodian). It is acknowledged and agreed that the terms of this Agreement shall apply separately and respectively to the Fund in respect of each Portfolio, and for purposes of this Agreement, references hereafter to the “Fund” shall mean the Fund and/or the respective Portfolio(s), as the context requires. All capitalized terms shall have the meaning ascribed to them in this Agreement.
INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST III and KOVITZ INVESTMENT GROUP PARTNERS, LLCInvestment Advisory Agreement • July 22nd, 2021 • Northern Lights Fund Trust Iii • Delaware
AGREEMENT, made as of June 21, 2021 between Northern Lights Fund Trust III, a Delaware statutory trust (the “Trust”), and Kovitz Investment Group Partners, LLC, a Delaware limited liability company (the "Adviser"), located at 115 South Lasalle Street, 27th Floor, Chicago, IL 60603.
FIRST AMENDMENT TO INVESTMENT ADVISORY AGREEMENTS Between NORTHERN LIGHTS FUND TRUST III and SWAN CAPITAL MANAGEMENT, LLCInvestment Advisory Agreement • July 22nd, 2021 • Northern Lights Fund Trust Iii
THIS FIRST AMENDMENT TO THE INVESTMENT ADVISORY AGREEMENT is made and entered into as of May 29, 2020, between Northern Lights Fund Trust III, a Delaware statutory trust (the “Trust”), and Swan Capital Managment, LLC, a Colorado limited liability company (the “Adviser”) located at 1099 Main Avenue, Suite 206, Durango, CO 81301.
INTERIM INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST III and Dakota Wealth, LLCInvestment Advisory Agreement • July 22nd, 2021 • Northern Lights Fund Trust Iii • New York
This AGREEMENT is made as of June 17, 2021 between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), and Dakota Wealth, LLC. a Florida Limited Liability Company (the “Adviser”) located at 11376 N. Jog Road, Palm Beach Gardens, FL 33418.
