INVESTMENT ADVISORY AGREEMENT Between ZACKS TRUST and ZACKS INVESTMENT MANAGEMENT, INC.Investment Advisory Agreement • August 3rd, 2021 • Zacks Trust • Illinois
This AGREEMENT is made as of June 22, 2021 between ZACKS TRUST, a Delaware statutory trust (the “Trust”), and Zacks Investment Management, Inc. a Delaware corporation (the “Adviser”), located at 227 West Monroe Street, Suite 4350, Chicago, Illinois 60606.
ETF DISTRIBUTION AGREEMENTDistribution Agreement • August 3rd, 2021 • Zacks Trust • Illinois
This Distribution Agreement (the “Agreement”) is made this day of August 2, 2021, by and between Zacks Trust, a Delaware statutory trust (the “Trust”) having its principal place of business at 227 West Monroe Street, Suite 4350, Chicago, Illinois 60606, and Foreside Financial Services, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, ME 04101.
CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • August 3rd, 2021 • Zacks Trust • Illinois
THIS AGREEMENT (this Agreement), dated as of May 19, 2021, between Zacks Trust (the Fund, including its separate series, the Portfolios), an open-end management investment company organized under the laws of the State of Delaware and registered with the Commission under the Investment Company Act of 1940 (the 1940 Act), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or, when referring to BBH&Co. in its capacity as custodian, the Custodian, and when referring to BBH&Co. in its capacity as transfer agent, TA). For purposes of this Agreement, reference hereafter to the “Fund” shall mean the Fund and/or the respective Portfolio(s), as the context requires.
ETF MASTER SERVICES AGREEMENTEtf Master Services Agreement • August 3rd, 2021 • Zacks Trust • Delaware
This ETF Master Services Agreement (this “Agreement”), dated April 26, 2021, is between Zacks Trust (the “Trust”), a Delaware statutory trust, and Ultimus Fund Solutions, LLC (“Ultimus”), a limited liability company organized under the laws of the state of Ohio.
ZACKS TRUST OPERATING EXPENSES LIMITATION AGREEMENT ZACKS INVESTMENT MANAGEMENT, INC.Operating Expenses Limitation Agreement • August 3rd, 2021 • Zacks Trust • Illinois
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is dated as of the 22nd day of June, 2021, by and between ZACKS TRUST, a Delaware statutory trust (the “Trust”), on behalf of Zacks Earnings Consistent Portfolio ETF (the “Fund”) a series of the Trust, and Zacks Investment Management, Inc. (the “Adviser”).
