INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST and LADENBURG THALMANN ASSET MANAGEMENT, INCInvestment Advisory Agreement • August 27th, 2021 • Northern Lights Fund Trust • New York
Contract Type FiledAugust 27th, 2021 Company JurisdictionAGREEMENT (the "Agreement"), made as of February 14, 2020 between Northern Lights Fund Trust, a Delaware statutory trust (the "Trust"), and Ladenburg Thalmann Asset Management, LLC a New York Limited Liability Company (the "Adviser") located at 277 Park Avenue, 26th Floor, New York, NY 10172.
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AGREEMENT ZEO CAPITAL ADVISORS, LLCOperating Expenses Limitation Agreement • August 27th, 2021 • Northern Lights Fund Trust • New York
Contract Type FiledAugust 27th, 2021 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AGREEMENT (the "Agreement") is effective as of the 23rd day of March, 2011, as revised August 12, 2014, March 27, 2019 and June 24, 2021 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the "Trust"), on behalf of Zeo Short Duration Income Fund (the "Fund") a series of the Trust, and the Advisor of the Fund, Zeo Capital Advisors, LLC (the "Advisor").
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AGREEMENT ZEO CAPITAL ADVISORS, LLCOperating Expenses Limitation Agreement • August 27th, 2021 • Northern Lights Fund Trust • New York
Contract Type FiledAugust 27th, 2021 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 27th day of March, 2019, as revised on June 24, 2021 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Zeo Sustainable Credit Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Zeo Capital Advisors, LLC (the “Advisor”).
NORTHERN LIGHTS FUND TRUST AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • August 27th, 2021 • Northern Lights Fund Trust • New York
Contract Type FiledAugust 27th, 2021 Company JurisdictionTHIS AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of June 30, 2021 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Altegris/AACA Opportunistic Real Estate Fund and Altegris Futures Evolution Strategy Fund (the “Funds”) a series of the Trust, and the adviser of the Fund, Altegris Advisors, LLC (the “Adviser”).
FIRST AMENDMENT TO INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST and ALTEGRIS ADVISORS, LLCInvestment Advisory Agreement • August 27th, 2021 • Northern Lights Fund Trust
Contract Type FiledAugust 27th, 2021 CompanyTHIS FIRST AMENDMENT TO THE INVESTMENT ADVISORY AGREEMENT is made and entered into as of June 30, 2021, between Northern Lights Fund Trust, a Delaware statutory trust (the "Trust"), and Altegris Advisors, LLC, a Delaware Limited Liability Company (the "Adviser") located at 1200 Prospect Street, Suite 400, La Jolla, CA 92037.