ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • December 22nd, 2021 • Capitol Series Trust • Nebraska
This ETF Distribution Agreement (this “Agreement”) is effective the 8th day of December, 2021, between Capitol Series Trust, an Ohio business trust (the “Trust”), on behalf of itself and the fund(s) listed on Schedule B, as may be amended from time to time (each, a “Fund”, and collectively, the “Funds”), and Northern Lights Distributors, LLC a Nebraska limited liability company (the “Distributor”).
CAPITOL SERIES TRUST INVESTMENT ADVISORY AGREEMENTCapitol Series Trust • December 22nd, 2021 • Capitol Series Trust • Ohio
This AGREEMENT is made effective as of December 8, 2021, by and between Capitol Series Trust (the “Trust”), an Ohio business trust, with its principal office and place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio, 45246, and Clockwise Capital LLC, a limited liability corporation organized under the laws of the state of Delaware, with its principal office and place of business at 1395 Brickell Avenue, Unit 800, Miami, FL 33131 (the “Adviser”).
CONSULTING AGREEMENTConsulting Agreement • December 22nd, 2021 • Capitol Series Trust • Nebraska
THIS CONSULTING AGREEMENT (this “Agreement”) dated December 8, 2021 (the “Effective Date”), is entered into by and between CAPITOL SERIES TRUST, an Ohio business trust having its office and principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246 (the “Trust”), and NORTHERN LIGHTS COMPLIANCE SERVICES, LLC, a Nebraska limited liability company having its office and principal place of business at 4221 North 203rd Street, Suite 100, Elkhorn, Nebraska 68022 (“NLCS”).
AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • December 22nd, 2021 • Capitol Series Trust • New York
AUTHORIZED PARTICIPANT AGREEMENT (this “Agreement”) dated as of ________ __, 2021, is between Northern Lights Distributors, LLC (“Distributor”) and [Participant], (the “Participant”) and is subject to acceptance by Brown Brothers Harriman & Co., the index receipt agent (“Index Receipt Agent”) for Capitol Series Trust (the “Trust”).
ETF MASTER SERVICES AGREEMENTEtf Master Services Agreement • December 22nd, 2021 • Capitol Series Trust • Ohio
This ETF Master Services Agreement (this “Agreement”), dated December 8, 2021, is between Capitol Series Trust (the “Trust”), an Ohio business trust, and Ultimus Fund Solutions, LLC (“Ultimus”), a limited liability company organized under the laws of the state of Ohio.
CAPITOL SERIES TRUST AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST September 18, 2013 As Amended and Restated November 18, 2021 CAPITOL SERIES TRUST AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUSTCapitol Series Trust • December 22nd, 2021 • Capitol Series Trust • Ohio
AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST made this 18th day of November 2021, by the Trustees hereunder, and by the holders of Shares of beneficial interest to be issued hereunder as hereinafter provided.
CUSTODIAN AND TRANSFER AGENT AGREEMENTFunds Transfer Services Agreement • December 22nd, 2021 • Capitol Series Trust • New York
THIS AGREEMENT dated as of December 9, 2021, between Capitol Series Trust (the Fund, including its separate series, the Portfolios), an open-end management investment company organized under the laws of the State of Ohio and registered with the Commission under the Investment Company Act of 1940 (the 1940 Act), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or, when referring to BBH&Co. in its capacity as custodian, the Custodian, and when referring to BBH&Co. in its capacity as transfer agent, TA). For purposes of this Agreement, reference hereafter to the “Fund” shall mean the Fund and/or the respective Portfolio(s), as the context requires.
