INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • April 12th, 2022 • Two Roads Shared Trust • Delaware
INVESTMENT ADVISORY AGREEMENT (the “Agreement”) made as of this 22 day of February 2022 by and between Two Roads Shared Trust, a Delaware statutory trust (the “Trust”), and IronHorse Capital LLC (the “Adviser”). This Agreement will confirm the agreement between the Trust and Adviser as follows:
CONSULTING AGREEMENTConsulting Agreement • April 12th, 2022 • Two Roads Shared Trust • Nebraska
THIS CONSULTING AGREEMENT (this “Agreement”) dated February 1, 2017 (the “Original Effective Date”) as amended and restated on April 1, 2022 (the “Effective Date”), is entered into by and between TWO ROADS SHARED TRUST, a Delaware statutory trust having its office and principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246 (the “Trust”), and NORTHERN LIGHTS COMPLIANCE SERVICES, LLC, a Nebraska limited liability company having its office and principal place of business at 4221 North 203rd Street, Suite 100, Elkhorn, Nebraska 68022 (“NLCS”).
OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENTOperating Expenses Limitation and Security Agreement • April 12th, 2022 • Two Roads Shared Trust • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 22 day of February, 2022, by and between TWO ROADS SHARED TRUST, a Delaware statutory trust (the “Trust”), on behalf of the CONDUCTOR GLOBAL EQUITY VALUE ETF (the “Fund”), a series of the Trust, and the Adviser to the Fund, IRONHORSE CAPITAL LLC (“IronHorse” or the “Adviser”).
