THE DUNHAM FUNDS SUB-ADVISORY AGREEMENTSub-Advisory Agreement • April 18th, 2023 • Dunham Funds • California
This AGREEMENT is dated March 21, 2023 and effective on or about May 1, 2023 among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the “Adviser”), DUNHAM FUNDS, a Delaware statutory trust (the “Trust”) and PGIM QUANTITATIVE SOLUTIONS LLC, a New Jersey limited liability company(the “Sub-Adviser”) (each a “Party,” and together, the “Parties”).
SHAREHOLDER SERVICING PLAN AND AGREEMENTShareholder Servicing Plan and Agreement • April 18th, 2023 • Dunham Funds
May 14, 2008 to add Dunham Monthly Distribution Fund; March 23, 2010 to add Dunham Loss Averse Growth Fund (now named Dunham Dynamic Macro Fund); September 20, 2011 to add Dunham Focused Large Cap Growth Fund; June 19, 2012 to add Dunham Alternative Income Fund; December 18, 2012 to add Dunham Alternative Strategy Fund; September 17, 2013 to add Dunham Floating Rate Bond Fund and Dunham International Opportunity Bond Fund; June 21, 2016 to add Dunham Alternative Dividend Fund and to delete Dunham Large Cap Growth Fund and Dunham Alternative Income Fund; March 21, 2023 to add Dunham U.S. Enhanced Market Fund, to delete Dunham Alternative Strategy Fund and Dunham Alternative Dividend Fund, and to update the name of the Dunham Long/Short Credit Fund from the Dunham Appreciation & Income Fund.
Underwriting Agreement Schedule AUnderwriting Agreement • April 18th, 2023 • Dunham Funds
May 14, 2008 to add Dunham Monthly Distribution Fund; March 23, 2010 to add Dunham Loss Averse Growth Fund (now named Dunham Dynamic Macro Fund); September 20, 2011 to add Dunham Focused Large Cap Growth Fund; June 19, 2012 to add Dunham Alternative Income Fund; December 18, 2012 to add Dunham Alternative Strategy Fund; September 17, 2013 to add Dunham Floating Rate Bond Fund and Dunham International Opportunity Bond Fund; June 21, 2016 to add Dunham Alternative Dividend Fund and to delete Dunham Large Cap Growth Fund and Dunham Alternative Income Fund; March 21, 2023 to add Dunham U.S. Enhanced Market Fund, to delete Dunham Alternative Strategy Fund and Dunham Alternative Dividend Fund, and to update the name of the Dunham Long/Short Credit Fund from the Dunham Appreciation & Income Fund.
DUNHAM FUNDS TENTH AMENDMENT TO THE CUSTODY AGREEMENTCustody Agreement • April 18th, 2023 • Dunham Funds
THIS TENTH AMENDMENT effective as of the last date on the signature block (the “Effective Date”), to the Custody Agreement dated as of March 30, 2010, as amended (the “Agreement”), is entered into by and between DUNHAM FUNDS, a Delaware business trust (the “Trust”), and U.S. BANK, N.A. a national banking association (the "Custodian").
AMENDMENT TO THE SUB-ADVISORY AGREEMENTSub-Advisory Agreement • April 18th, 2023 • Dunham Funds
This Amendment is made effective as of the 1st day of March 2023, (the “Effective Date”) to the Sub-Advisory Agreement by and among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the “Adviser”), DUNHAM FUNDS, a Delaware statutory trust (the “Trust”) and Grantham, Mayo, Van Otterloo & Co. LLC, a Massachusetts Limited Liability Company (the “Sub-Adviser”) (each a “Party,” and together, the “Parties”) dated March 5, 2021 (the “Agreement”).
