NORTHERN LIGHTS FUND TRUST III AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT COUNTERPOINT FUNDS LLCOperating Expenses Limitation and Security Agreement • August 30th, 2023 • Northern Lights Fund Trust Iii • New York
THIS AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is made as of the 28th day of August, 2023, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of CP High Yield Trend ETF (the “Fund”) a series of the Trust, and the advisor of the Fund, COUNTERPOINT FUNDS LLC (the “Advisor”).
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • August 30th, 2023 • Northern Lights Fund Trust Iii • Delaware
as of July 5, 2023, between Northern Lights Fund Trust III, a Delaware statutory trust, on behalf of Pinnacle Multi-Strategy Core Fund (the “Acquiring Fund”), and Tidal Trust II, a Delaware statutory trust, on behalf of the Pinnacle Focused Opportunities ETF (the “Acquired Fund”).
First AMENDMENT TO CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • August 30th, 2023 • Northern Lights Fund Trust Iii
THIS FIRST AMENDMENT TO CUSTODIAN AND TRANSFER AGENT AGREEMENT (this “Amendment”) is made as of August 29, 2019 by and between BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York (“BBH&Co.” or, when referring to BBH&Co. in its capacity as custodian, the “Custodian,” and when referring to BBH&Co. in its capacity as transfer agent, the “TA”), and Northern LIghts fund TRUST iii (the “Fund”), an open-end management investment company organized under the laws of the State of Delaware and registered with the Securities and Exchange Commission under the Investment Company Act of 1940, on behalf of each of its Portfolios listed on Schedule V (Portfolios of the Trust) to the Agreement (as defined below).
