INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST III and RONDURE GLOBAL ADVISORS, LLCInvestment Advisory Agreement • October 19th, 2023 • Northern Lights Fund Trust Iii • Delaware
This AGREEMENT is made as of October 20, 2023 between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), and Rondure Global Advisors, LLC, a Delaware limited liability company (the “Adviser”) located at 136 South Main Street, Suite 720, Salt Lake City, Utah 84101.
MASTER SERVICES AGREEMENTMaster Services Agreement • October 19th, 2023 • Northern Lights Fund Trust Iii • Delaware
This Master Services Agreement (this “Agreement”), dated February 23, 2023, is between Northern Lights Fund Trust III (the “Trust”), a Delaware statutory trust, and Ultimus Fund Solutions, LLC (“Ultimus”), a limited liability company organized under the laws of the state of Ohio.
SECOND AMENDMENT TO CUSTODIAN AGREEMENTCustodian Agreement • October 19th, 2023 • Northern Lights Fund Trust Iii
THIS SECOND AMENDMENT TO CUSTODIAN AGREEMENT (this “Amendment”) is made as of February 23, 2023 by and between BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York (“BBH&Co.” or, when referring to BBH&Co. in its capacity as custodian, the “Custodian,”), and Northern LIghts fund TRUST iii (the “Trust”), an open-end management investment company organized under the laws of the State of Delaware and registered with the Securities and Exchange Commission under the Investment Company Act of 1940, on behalf of each of its Portfolios listed on Schedule A (List of Series / Portfolios) to the Agreement (as defined below).
NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT RONDURE NEW WORLD FUND RONDURE OVERSEAS FUNDOperating Expenses Limitation Agreement • October 19th, 2023 • Northern Lights Fund Trust Iii • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 23rd day of February, 2023, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the Rondure New World Fund and Rondure Overseas Fund (each a “Fund” and collectively, the “Funds”) series of the Trust, and the Advisor of the Funds, Rondure Global Advisors, LLC, a Delaware limited liability company (the “Advisor”).
