INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST II and PEAKSHARES, LLCInvestment Advisory Agreement • April 29th, 2024 • Northern Lights Fund Trust Ii • Delaware
AGREEMENT, made as of April 11, 2024, between Northern Lights Fund Trust II, a Delaware statutory trust (the "Trust"), and PeakShares, LLC. a Florida limited liability company (the "Adviser"), located at 2701 N. Rocky Point Drive, Suite 1000, Tampa, FL 33607.
APPENDIX III-7 LIST OF FUNDS SERVICES & FEESEtf Fund Services Agreement • April 29th, 2024 • Northern Lights Fund Trust Ii
This Appendix III-7 is part of the ETF Fund Services Agreement (the “Agreement”), dated October 19, 2021, between Northern Lights Fund Trust II (the “Trust”) and Ultimus Fund Solutions, LLC (“UFS”). Set forth below are the Services elected by the Fund(s) identified on this Appendix III-7 along with the associated Fees. Capitalized terms used herein that are not otherwise defined shall have the same meanings ascribed to them in the Agreement.
NORTHERN LIGHTS FUND TRUST II OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENTAnd Security Agreement • April 29th, 2024 • Northern Lights Fund Trust Ii • New York
WHEREAS, the Advisor renders advice and services to the Fund pursuant to the terms and provisions of an Investment Advisory Agreement between the Trust and the Advisor dated as of 11th day of April, 2024 (the “Investment Advisory Agreement”); and
